GOODSTEIN WEALTH MANAGEMENT LLC
Adviser information for GOODSTEIN WEALTH MANAGEMENT LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 420 | $128.8M |
| Non-Discretionary | 0 | $0 |
| Total | 420 | $128.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 118 | $30.9M |
| HNW Individuals | 48 | $84.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 11 | $13.4M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 11 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127449 |
|---|---|
| SEC ERA File Number | 801-127449 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282910 |
| Legal Entity Identifier | None |
Principal Office
15760 VENTURA BLVD., SUITE 1520ENCINO
CA
United States
Monday - Friday, 6:30 - 4:00
Tel: 818-995-3500, Fax: 818-995-8508
Chief Compliance Officer
ALAN GOODSTEIN
MANAGING MEMBER
15760 VENTURA BLVD.
SUITE 1520
ENCINO
CA
United States
Tel:
818-995-3500
Fax:
818-995-8508
A***@******************M
(Full email address available in API data)
Regulatory Contact
ROSEY TAMKIN
ADMINISTRATIVE ASSISTANT
15760 VENTURA BOULEVARD
SUITE 1520
ENCINO
CA
United States
Tel:
818-995-3500
Fax:
818-995-8508
A***@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOODSTEIN, ALAN, RANDALL | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2016 | > 75% |