VGI PARTNERS, INC.
REGAL PARTNERS US, INC. Legal Name
Adviser information for VGI PARTNERS, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | INTER-COMPANY COST-SHARING OR PROFIT SPLIT ARRANGEMENT. |
Identifiers
| SEC RIA File Number | 801-127457 |
|---|---|
| SEC ERA File Number | 801-127457 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323537 |
| Legal Entity Identifier | None |
Principal Office
600 MADISON AVENUENEW YORK
NY
United States
Monday - Friday, 8AM-6PM ET
Tel: 2129374700, Fax: None
Chief Compliance Officer
GREGORY WILLIAM LAUGHLIN
DIRECTOR
80 RAFFLES PLACE
#26-23 UOB PLAZA 2
SINGAPORE
Singapore
Tel:
+65 66541755
G************@*****************M
(Full email address available in API data)
Industry Affiliates
| ATTUNGA CAPITAL PTY LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAST POINT ASSET MANAGEMENT LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KILTER INVESTMENTS PTY LTD | Other investment adviser, including financial planners |
| PM CAPITAL LIMITED | Other investment adviser, including financial planners |
| REGAL FUNDS MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| REGAL FUNDS MANAGEMENT ASIA PTE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| REGAL PARTNERS LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| TAURUS FUNDS MANAGEMENT | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| REGAL PARTNERS LIMITED | Foreign Entity | – | SHAREHOLDER | 10/2011 | > 75% |
| O'CONNOR, BRENDAN JOHN | Individual | – | DIRECTOR | 11/2022 | < 5% |
| LAUGHLIN, GREGORY, WILLIAM | Individual | – | DIRECTOR AND CHIEF COMPLIANCE OFFICER | 11/2022 | < 5% |
| CAMERON, IAN | Individual | – | DIRECTOR | 11/2022 | < 5% |
| KING FAMILY TRUST | Foreign Entity | REGAL PARTNERS LIMITED | SHAREHOLDER | 06/2022 | 25-50% |
| NEW HIGHLAND PTY LTD | Foreign Entity | KING FAMILY TRUST | TRUSTEE | 01/2002 | |
| KING, PHILIP, BRIAN VERNON | Individual | NEW HIGHLAND PTY LTD | SHAREHOLDER | 01/2002 | > 75% |