CARLIN WEALTH MANAGEMENT GROUP, LLC
Adviser information for CARLIN WEALTH MANAGEMENT GROUP, LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 778 | $150.2M |
| Non-Discretionary | 0 | $0 |
| Total | 778 | $150.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 166 | $53.3M |
| HNW Individuals | 67 | $96.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $157,323 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127464 |
|---|---|
| SEC ERA File Number | 801-127464 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325306 |
| Legal Entity Identifier | None |
Principal Office
4006 NORTH LAMAR BOULEVARDAUSTIN
TX
United States
Monday - Friday, BY APPOINTMENT
Tel: 737-414-6565, Fax: None
Websites
Chief Compliance Officer
TERESA ANGELINA JAMMAL
4006 NORTH LAMAR BOULEVARD
AUSTIN
TX
United States
Tel:
(737) 414-6585
A*******@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CARLIN, NICHOLAS, STEPHEN | Individual | – | MANAGING PRINCIPAL | 03/2023 | 50-75% |
| Jammal, Teresa, Angelina | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | 10-25% |
| PREMIER CAPITAL INSPIRATION, INC. | Domestic Entity | – | OWNER | 03/2023 | 25-50% |
| CARLIN, NICHOLAS, STEPHEN | Individual | PREMIER CAPITAL INSPIRATION, INC. | OWNER | 02/2023 | > 75% |