PANORAMA WEALTH ADVISORS
Adviser information for PANORAMA WEALTH ADVISORS last updated from Form ADV on February 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 189 | $90.5M |
| Non-Discretionary | 2 | $3.0M |
| Total | 191 | $93.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 157 | $44.5M |
| HNW Individuals | 34 | $49.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127465 |
|---|---|
| SEC ERA File Number | 801-127465 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324199 |
| Legal Entity Identifier | None |
Principal Office
5619 DTC PARKWAYSUITE 425
GREENWOOD VILLAGE
CO
United States
Monday - Friday, 8:00 AM TO 5:00 PM
Tel: 720-356-0779, Fax: None
Websites
Chief Compliance Officer
KENNETH L. MACDONALD, JR.
5619 DTC PARKWAY
SUITE 425
GREENWOOD VILLAGE
CO
United States
Tel:
720-356-0779
K**@******C
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MACDONALD, KENNETH, Laird | Individual | – | MEMBER AND CHIEF COMPLIANCE OFFICER | 12/2022 | 50-75% |
| JARMAN, BRYAN, SCOTT | Individual | – | MEMBER | 12/2022 | 50-75% |