MOORE WEALTH
MOORE WEALTH LLC Legal Name
Adviser information for MOORE WEALTH last updated from Form ADV on March 1st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Maryland, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 538 | $140.0M |
| Non-Discretionary | 0 | $0 |
| Total | 538 | $140.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 175 | $59.4M |
| HNW Individuals | 38 | $73.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $272,298 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $6.8M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127484 |
|---|---|
| SEC ERA File Number | 801-127484 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323374 |
| Legal Entity Identifier | None |
Principal Office
50 CARROLL CREEK WAYSUITE 335
FREDERICK
MD
United States
Monday - Friday, 8:30 AM - 5:00 PM
Tel: (301) 631-1207, Fax: None
Chief Compliance Officer
SEAN MOORE
DIRECTOR OF OPERATIONS
50 CARROLL CREEK WAY
SUITE 335
FREDERICK
MD
United States
Tel:
301-631-1207
S***@*****************M
(Full email address available in API data)
Regulatory Contact
ERIK MOORE
DIRECTOR OF INVESTMENT STRATEGY
50 CARROLL CREEK WAY
SUITE 335
FREDERICK
MD
United States
Tel:
301-631-1207
E***@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOORE, SHABRI, GANDHI | Individual | – | MANAGING PARTNER | 01/2023 | 25-50% |
| MOORE, SEAN, AJAY | Individual | – | PARTNER, DIRECTOR OF OPERATIONS & CHIEF COMPLIANCE OFFICER | 01/2023 | 25-50% |
| MOORE, ERIK, ANSHUL | Individual | – | PARTNER & DIRECTOR OF INVESTMENT STRATEGY | 01/2023 | 25-50% |