OLIVE BRANCH CAPITAL, LLC
Adviser information for OLIVE BRANCH CAPITAL, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 301 | $120.5M |
| Non-Discretionary | 0 | $0 |
| Total | 301 | $120.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $22.5M |
| HNW Individuals | 36 | $98.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 110.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ASSET MANAGEMENT SERVICES | TD AMERITRADE |
Identifiers
| SEC RIA File Number | 801-127490 |
|---|---|
| SEC ERA File Number | 801-127490 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 302094 |
| Legal Entity Identifier | None |
Principal Office
6208 BLOCKER STREETOLIVE BRANCH
MS
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: (901) 338-3400, Fax: None
Chief Compliance Officer
CHRIS ETHERIDGE
MANAGING MEMBER
6208 BLOCKER STREET
OLIVE BRANCH
MS
United States
Tel:
(901) 338-3400
C****@********T
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ETHERIDGE, CHRISTOPHER, A | Individual | – | MANAGING MEMBER & CCO | 03/2019 | 50-75% |
| COLEMAN, WILLIAM, SCOTT | Individual | – | MANAGING MEMBER | 09/2019 | 50-75% |