Hedge Fund Database

OCEANSIDE ADVISORS LLC

Adviser information for OCEANSIDE ADVISORS LLC last updated from Form ADV on January 17th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location South Carolina, United States

Employees

Total Number of Employees 4
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 1
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 603 $136.4M
Non-Discretionary 0 $0
Total 603 $136.4M

Clients

Type Number RAUM
Individuals 151 $44.2M
HNW Individuals 51 $87.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 11 $4.9M
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 2
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 51-100

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesEducational seminars/workshops
Compensation % of AUMHourly chargesFixed feesCommissions
Other Business Activities Insurance broker or agent

Identifiers

SEC RIA File Number 801-127503
SEC ERA File Number 801-127503
SEC CIK Numbers 2012184
SEC CRD Numbers 170307
Legal Entity Identifier None

Principal Office

235 MAGRATH DARBY BLVD.
SUITE 150
MOUNT PLEASANT
SC
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 843-830-6568, Fax: None

Websites

open.spotify.com/show/4hziol59tqazpjarkpq8ej podcasts.apple.com/us/podcast/the-hockey-family-podcast/id1700497625 pca.st/6w20j33t podcasts.google.com/feed/ahr0chm6ly9hbmnob3iuzm0vcy9kytayyzeymc9wb2rjyxn0l3jzcw castbox.fm/channel/the-hockey-family-podcast-id5536919?country=us music.amazon.com/podcasts/63fd9678-1e34-478a-a1fc-8e65098524bc/the-hockey-family-podcast www.iheart.com/podcast/269-the-hockey-family-podcast-120179784/ radiopublic.com/the-hockey-family-podcast-wa9bmb twitter.com/meatgaulsub www.oceansideadvisors.com www.facebook.com/oceansideadvisorsllc twitter.com/tstracks www.youtube.com/@thehockeyfamily www.youtube.com/@oceansideadvisors www.linkedin.com/in/johann-kroll-cfa-cfp%c2%ae-65b87627/ www.linkedin.com/in/patrick-gaul-cfp%c2%ae-88939363/ www.linkedin.com/in/tyson-strachan-mba-104750b1/ www.hockeywealth.com twitter.com/hockeywealth www.instagram.com/hockeywealth/

Chief Compliance Officer

JOHANN ROBERT KROLL
MANAGING MEMBER
235 MAGRATH DARBY BLVD.
SUITE 150
MOUNT PLEASANT
SC
United States
Tel: 843-830-6568
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
KROLL, JOHANN, ROBERT Individual – CHIEF COMPLIANCE OFFICER/MANAGING MEMBER 01/2014 > 75%
Kroll, Robert, Edwin Individual – OWNER 06/2018 5-10%
Gaul, Patrick, Joseph Individual – OWNER/INVESTMENT ADVISOR REPRESENTATIVE 01/2021 10-25%

No. Employees, Historic

10502023202420254 on 2/20/20234 on 3/28/20234 on 3/31/20234 on 4/4/20234 on 4/13/20234 on 4/19/20234 on 5/8/20234 on 5/16/20234 on 6/19/20234 on 7/13/20234 on 7/25/20234 on 8/9/20234 on 9/1/20234 on 10/13/20234 on 11/1/20234 on 12/11/20234 on 1/17/2024

RAUM, Historic

200M100M0202320242025108700000 on 2/20/2023116600000 on 3/28/2023116600000 on 3/31/2023116600000 on 4/4/2023116600000 on 4/13/2023116600000 on 4/19/2023116600000 on 5/8/2023116600000 on 5/16/2023116600000 on 6/19/2023116600000 on 7/13/2023116600000 on 7/25/2023116600000 on 8/9/2023116600000 on 9/1/2023127600000 on 10/13/2023127600000 on 11/1/2023127600000 on 12/11/2023136400000 on 1/17/2024

No. Clients, Historic

3001500202320242025195 on 2/20/2023204 on 3/28/2023204 on 3/31/2023204 on 4/4/2023204 on 4/13/2023204 on 4/19/2023204 on 5/8/2023204 on 5/16/2023204 on 6/19/2023204 on 7/13/2023204 on 7/25/2023204 on 8/9/2023204 on 9/1/2023209 on 10/13/2023209 on 11/1/2023209 on 12/11/2023213 on 1/17/2024

Holdings

From latest 13F, filed July 25th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
DIMENSIONAL ETF TRUST US HIGH PROFITAB 16M 513K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 14M 224K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 10M 304K –
DIMENSIONAL ETF TRUST US SMALL CAP VAL 10M 352K –
DIMENSIONAL ETF TRUST INTL HIGH PROFIT 6M 240K –
DIMENSIONAL ETF TRUST INTERNATNAL VAL 6M 158K –
DIMENSIONAL ETF TRUST EMGR CRE EQT MNG 5M 196K –
AMERICAN CENTY ETF TR INTL SMCP VLU 5M 77K –
AMERICAN CENTY ETF TR EMERGING MKT VAL 4M 80K –
DIMENSIONAL ETF TRUST INTL CORE EQT MK 4M 121K –
AMERICAN CENTY ETF TR AVANTIS ALL EQT 862K 12K –
DIMENSIONAL ETF TRUST INTL SMALL CAP V 813K 30K –
DIMENSIONAL ETF TRUST EMERGING MKTS VA 758K 28K –
DIMENSIONAL ETF TRUST US LARGE CAP VAL 503K 17K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 7M 96K –
DIMENSIONAL ETF TRUST SHORT DURATION F 11M 224K –
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 2M 88K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 766K 2K –
DIMENSIONAL ETF TRUST US REAL ESTATE E 4M 178K –
PIMCO ETF TR ENHAN SHRT MA AC 4M 40K –
VANGUARD INDEX FDS S&P 500 ETF SHS 204K 407 –
WORLD GOLD TR SPDR GLD MINIS 362K 8K –
AMERICAN CENTY ETF TR AVANTIS SHFXDINC 268K 6K –
DIMENSIONAL ETF TRUST US CORE EQT MKT 1M 34K –
DIMENSIONAL ETF TRUST CORE FIXED INCOM 846K 20K –
AMERICAN CENTY ETF TR US EQT ETF 475K 5K –
AMERICAN CENTY ETF TR US SML CP VALU 404K 5K –
AMERICAN CENTY ETF TR INTL EQT ETF 294K 5K –
VANGUARD INDEX FDS REAL ESTATE ETF 237K 3K –
AMERICAN CENTY ETF TR INTERNATIONAL LR 728K 14K –
DIMENSIONAL ETF TRUST EMERGING MKTS CO 433K 16K –
DIMENSIONAL ETF TRUST INTL CORE EQUITY 512K 19K –
374WATER INC COM 240K 200K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 356K 7K –
JPMORGAN CHASE & CO. COM 400K 2K –
SPDR GOLD TR GOLD SHS 722K 3K –
WALMART INC COM 258K 4K –
MICROSOFT CORP COM 636K 1K –
APPLE INC COM 578K 3K –
DIMENSIONAL ETF TRUST NATL MUN BD ETF 1M 23K –
DIMENSIONAL ETF TRUST GLOBAL EX US COR 287K 5K –
AMERICAN CENTY ETF TR CORE MUNI FXD IN 311K 7K –
NORTHERN TR CORP COM 294K 4K –
ALPHABET INC CAP STK CL C 258K 1K –
COCA COLA CO COM 390K 6K –
ISHARES TR NATIONAL MUN ETF 264K 2K –
AMAZON COM INC COM 218K 1K –