FINANCEHQ LLC
Adviser information for FINANCEHQ LLC last updated from Form ADV on February 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1531 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Selection of other advisers (including private fund managers) |
|---|---|
| Compensation | Subscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-127505 |
|---|---|
| SEC ERA File Number | 801-127505 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325157 |
| Legal Entity Identifier | None |
Principal Office
182 HOWARD STREETUNIT 604
SAN FRANCISCO
CA
United States
Monday - Friday, 8:00 AM - 6:00 PM
Tel: 415-234-3727, Fax: None
Chief Compliance Officer
AMANDA COX
CHIEF OPERATING OFFICER
182 HOWARD STREET
UNIT 604
SAN FRANCISCO
CA
United States
Tel:
415-234-3727
A*****@************M
(Full email address available in API data)
Regulatory Contact
ALEXANDER CHOI
CHIEF EXECUTIVE OFFICER
182 HOWARD STREET
UNIT 604
SAN FRANCISCO
CA
United States
Tel:
415-234-3727
A***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Campbell, Kieran, Andrew | Individual | – | PRESIDENT, MANAGER | 08/2022 | < 5% |
| WILBUR LABS LLC | Domestic Entity | – | MEMBER | 08/2022 | > 75% |
| SANTORO, PHILIP, JOSEPH | Individual | WILBUR LABS LLC | CHIEF EXECUTIVE OFFICER, MANAGER | 01/2018 | |
| Kolodny, David, Adam | Individual | WILBUR LABS LLC | PRESIDENT, MANAGER | 01/2018 | |
| COX, AMANDA, CALLICOTTE | Individual | – | CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER | 10/2022 | < 5% |
| CHOI, ALEXANDER, NMN | Individual | – | CHIEF EXECUTIVE OFFICER, MANAGER | 01/2023 | < 5% |
| Kolodny, David, Adam | Individual | – | MANAGER | 08/2022 | < 5% |
| WILBUR LABS, INC | Domestic Entity | WILBUR LABS LLC | MEMBER | 01/2018 | > 75% |
| SANTORO, PHILIP, JOSEPH | Individual | WILBUR LABS, INC | STOCKHOLDER | 10/2015 | 25-50% |
| Kolodny, David, Adam | Individual | WILBUR LABS, INC | STOCKHOLDER | 10/2015 | 25-50% |
| SANTORO, PHILIP, JOSEPH | Individual | – | MANAGER | 08/2022 | < 5% |