CATALYST INVESTMENT MANAGEMENT LLC
Adviser information for CATALYST INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New Hampshire, United States |
Employees
Total Number of Employees | 5 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 240 | $124.0M |
Non-Discretionary | 0 | $0 |
Total | 240 | $124.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 118 | $13.4M |
HNW Individuals | 31 | $110.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 1-10 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly charges |
Wrap Fee Program
Offers Wrap Fee Program | Yes |
---|
Acting As | RAUM |
---|---|
Sponsor | 0 |
Portfolio Manager | 0 |
Both for Same | 124.0M |
Portfolio Manager to Program | Sponsor |
---|---|
CIM WRAP FEE PROGRAM | CATALYST INVESTMENT MANAGEMENT LLC |
Identifiers
SEC RIA File Number | 801-127508 |
---|---|
SEC ERA File Number | 801-127508 |
SEC CIK Numbers | None |
SEC CRD Numbers | 298122 |
Legal Entity Identifier | None |
Principal Office
127 ROCKINGHAM ROADSUITE 202
WINDHAM
NH
United States
Monday - Friday, BY APPOINTMENT
Tel: (603) 952-1209, Fax: None
Chief Compliance Officer
NICHOLAS J. SHEA
MANAGING MEMBER
19 MILLSTONE ROAD
WINDHAM
NH
United States
Tel:
(603) 952-1209
C******************@********M
(Full email address available in API data)
Industry Affiliates
CATALYST INSURANCE, LLC | Insurance company or agency |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SHEA, NICHOLAS, JOSEPH | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2018 | > 75% |
QUINN, KIMBERLY, A. | Individual | – | PARTNER | 06/2019 | 10-25% |