LITVAK WEALTH, LLC
Adviser information for LITVAK WEALTH, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 48 | $12.6M |
| Non-Discretionary | 131 | $436.4M |
| Total | 179 | $449.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 12 | $1.6M |
| HNW Individuals | 59 | $447.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 45 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127511 |
|---|---|
| SEC ERA File Number | 801-127511 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 170805 |
| Legal Entity Identifier | None |
Principal Office
50 WASHINGTON STREETSUITE 301E
NORWALK
CT
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: (203) 227-8000, Fax: (203) 635-4368
Chief Compliance Officer
JUILANA FAJARDO
CHIEF OPERATING OFFICER
50 WASHINGTON STREET
SUITE 301E
NORWALK
CT
United States
Tel:
(203) 227-8000
Fax:
(203) 635-4368
J***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LITVAK, RICARDO, JUAN | Individual | – | FOUNDER AND CEO | 03/2014 | < 5% |
| LITVAK, RICARDO, JUAN | Individual | LITVAK & CO., LLC | FOUNDER AND CHIEF EXECUTIVE OFFICER | 03/2014 | > 75% |
| LITVAK & CO., LLC | Domestic Entity | – | OWNER - HOLDING COMPANY | 03/2014 | 50-75% |
| FAJARDO ANDRADE, JULIANA, PAOLA | Individual | – | CHIEF OPERATING OFFICER AND CHIEF COMPLIANCE OFFICER | 07/2014 | < 5% |
| BORIS, JEFFREY, PETER | Individual | – | CHIEF INVESTMENT OFFICER, HEAD OF INVESTMENTS AND RESEARCH | 06/2015 | < 5% |
| POLACHEK, CLAUDIA, LITVAK | Individual | – | MEMBER | 01/2023 | 5-10% |
| LEVINE, JEANNETTE, LITVAK | Individual | – | MEMBER | 01/2023 | 5-10% |