OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC
Adviser information for OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA), LLC last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 28 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $396.0M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $396.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $396.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127524 |
|---|---|
| SEC ERA File Number | 801-127524 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323024 |
| Legal Entity Identifier | None |
Principal Office
1415 LOUISIANASUITE 3300
HOUSTON
TX
United States
Monday - Friday, 9:00 AM - 5:00 PM CT
Tel: 1-713-402-8266, Fax: None
Chief Compliance Officer
HEATHER NICOLE SLATE
109 STEVENSON ST
FLOOR 4
SAN FRANCISCO
CA
United States
Tel:
415-604-9537
H************@*******M
(Full email address available in API data)
Regulatory Contact
LEO CSAKY
LEGAL DIRECTOR
25 ARGYLL STREET
LONDON
United Kingdom
Tel:
+44 7771 917999
L***@********************M
(Full email address available in API data)
Industry Affiliates
| OGCI CLIMATE INVESTMENTS GP (LUXEMBOURG) S.A.R.L. | Sponsor, GP, manager of pooled investment vehicles |
| OGCI CLIMATE INVESTMENTS GP (USA), LLC | Sponsor, GP, manager of pooled investment vehicles |
| OGCI CLIMATE INVESTMENTS LLP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| OGCI CLIMATE INVESTMENTS DECARBONIZATION ACCELERATION FUND (ONTARIO) 1, L.P. | Private Equity Fund | $0.3M | $25.0M | 2 |
| OGCI CLIMATE INVESTMENTS DECARBONIZATION ACCELERATION FUND (ONTARIO) 2, L.P. | Private Equity Fund | $0.0M | $25.0M | 0 |
| OGCI CLIMATE INVESTMENTS DECARBONIZATION FUND (LUXEMBOURG) SCSP | Private Equity Fund | $0.8M | $25.0M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OGCI CLIMATE INVESTMENTS (USA) INC. | Domestic Entity | – | PARENT COMPANY OF OGCI CLIMATE INVESTMENTS MANAGEMENT COMPANY (USA) LLC | 07/2022 | > 75% |
| OGCI CLIMATE INVESTMENTS, LLP | Foreign Entity | OGCI CLIMATE INVESTMENTS (USA) INC. | PARENT COMPANY | 11/2017 | > 75% |
| SLATE, HEATHER, NICOLE | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |