MASALA CAPITAL INC
Adviser information for MASALA CAPITAL INC last updated from Form ADV on October 26th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
| Other Business Activities | FINANCIAL PLANNING & MANAGEMENT CONSULTING |
Identifiers
| SEC RIA File Number | 801-127533 |
|---|---|
| SEC ERA File Number | 801-127533 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324665 |
| Legal Entity Identifier | None |
Principal Office
5 JAMES AVENUEATHERTON
CA
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 408-357-4771, Fax: (201)-604-7015
Chief Compliance Officer
KAUTILYA PALAYPU
CHIEF COMPLIANCE OFFICER
5 JAMES AVENUE
ATHERTON
CA
United States
Tel:
408-357-4771
Fax:
(201)-604-7015
K*******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Palaypu, Kautilya, NMN | Individual | – | DIRECTOR, PRINCIPAL, CHIEF EXECUTIVE OFFICER & AND CHIEF COMPLIANCE OFFICER | 10/2022 | 10-25% |
| INTERUPS INC | Domestic Entity | – | SHAREHOLDER | 10/2022 | 10-25% |
| Palaypu, Likhitha, NMN | Individual | – | SHAREHOLDER | 10/2022 | 10-25% |
| Palaypu, Lekha | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Darbha, Geetha | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Laxmi, Palaypu | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Venkataraman, Suryanarayanan | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Khinda, Prabhpreet | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Anchi, Madhusudan | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Wilhelm, Emile | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Vellaboyina, Mahesh | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Palmer, Neil | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Palmer, Marvin, Gilman | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Bird, Michael, Frederick | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Krishna, Rahul | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Vijayaraghavan, Balaji | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Palkat, Shaistaparveen | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Kalluri, Venkateswara, Reddy | Individual | – | SHAREHOLDER | 10/2022 | < 5% |
| Kodali, Achyut, Kalyan | Individual | – | SHAREHOLDER | 10/2022 | < 5% |