VAULT CAPITAL
VAULT CAPITAL INC Legal Name
Adviser information for VAULT CAPITAL last updated from Form ADV on October 15th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 0 | $0 |
| Total | 0 | $0 |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMSubscription feesFixed feesCommissionsPerformance-based feesFULCRUM FEES |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
Identifiers
| SEC RIA File Number | 801-127534 |
|---|---|
| SEC ERA File Number | 801-127534 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323012 |
| Legal Entity Identifier | None |
Principal Office
31363 PACIFIC COAST HWYMALIBU
CA
United States
Monday - Friday, 8:30AM-4:30PM
Tel: 310-457-1748, Fax: None
Chief Compliance Officer
HENRY DIGIACINTO
31363 PACIFIC COAST HWY
MALIBU
CA
United States
Tel:
3104571748
A****@***************G
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VISHER, THOR CYRUS | Individual | – | CEO, PRESIDENT AND MANAGING PARTNER | 02/2023 | 50-75% |
| AU, TERRY CHUN KIT | Individual | – | MANAGING PARTNER | 02/2023 | 10-25% |
| GONZALEZ, VALENTIN ROMAN | Individual | – | MANAGING PARTNER | 02/2023 | 10-25% |
| DIGIACINTO, RALPH HENRY | Individual | – | CCO | 10/2023 | < 5% |