NAVIQUANT
NAVIQUANT CAPITAL MANAGEMENT LLC Legal Name
Adviser information for NAVIQUANT last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Oregon, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 93 | $161.5M |
| Non-Discretionary | 0 | $0 |
| Total | 93 | $161.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 80 | $16.3M |
| HNW Individuals | <5 | $1.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $144.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clientsPension consulting servicesEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-127544 |
|---|---|
| SEC ERA File Number | 801-127544 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325236 |
| Legal Entity Identifier | None |
Principal Office
7180 SW FIR LOOP, SUITE 200PORTLAND
OR
United States
Monday - Friday, 8 AM - 5 PM
Tel: (971) 340-4832, Fax: None
Chief Compliance Officer
JOCELYN SERVIGNAT
PRINCIPAL
7180 SW FIR LOOP, SUITE 200
PORTLAND
OR
United States
Tel:
(971) 340-4832
J******@************M
(Full email address available in API data)
Regulatory Contact
RYAN COLEMAN
PRINCIPAL
195 W NEW ENGLAND
WORTHINGTON
OH
United States
Tel:
(732) 492-1982
R***@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SERVIGNAT, JOCELYN, PIERRE ANDRE | Individual | – | PRINCIPAL, CHIEF COMPLIANCE OFFICER | 02/2023 | > 75% |
| COLEMAN, RYAN, JOSEPH | Individual | – | PRINCIPAL | 02/2023 | < 5% |