ENDURING WEALTH ADVISORS
ENDURING WEALTH ADVISORS, LLC Legal Name
Adviser information for ENDURING WEALTH ADVISORS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 410 | $102.8M |
| Non-Discretionary | 0 | $0 |
| Total | 410 | $102.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 255 | $58.6M |
| HNW Individuals | 25 | $42.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.3M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly charges |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 5.3M |
| Portfolio Manager | 5.3M |
| Both for Same | 5.3M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| ENDURING WEALTH ADVISORS LLC WRAP PROGRAM | LPL FINANCIAL LLC |
Identifiers
| SEC RIA File Number | 801-127552 |
|---|---|
| SEC ERA File Number | 801-127552 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 323320 |
| Legal Entity Identifier | None |
Principal Office
27555 YNEZ ROADSUITE 212
TEMECULA
CA
United States
Monday - Friday, 9AM - 5PM
Tel: 951-693-9900, Fax: None
Chief Compliance Officer
MARK TRACY
PRESIDENT
27555 YNEZ ROAD
SUITE 212
TEMECULA
CA
United States
Tel:
951-693-9900 EXT 1166
M***@*****************M
(Full email address available in API data)
Regulatory Contact
RALPH BENDER
FOUNDER & CEO
27555 YNEZ ROAD
SUITE 212
TEMECULA
CA
United States
Tel:
951-693-9900
R****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BENDER, RALPH, E L | Individual | – | FOUNDER & CEO | 03/2023 | > 75% |
| TRACY, MARK, RONALD | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |