FLUXIA CAPITAL MANAGEMENT LTD
Adviser information for FLUXIA CAPITAL MANAGEMENT LTD last updated from Form ADV on March 21st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JANUARY |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $25.0M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $25.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $24.0M |
| Pension and profit sharing plans | <5 | $1.0M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Registered security-based swap dealer |
Identifiers
| SEC RIA File Number | 801-127554 |
|---|---|
| SEC ERA File Number | 801-127554 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325531 |
| Legal Entity Identifier | 20231192537 |
Principal Office
1560 BROADWAY, SUITE 800DENVER
CO
United States
Monday - Friday, 10:00-14:00
Tel: 2103993475, Fax: None
Chief Compliance Officer
DANIEL PARK
COMPLIANCE OFFCER
501 S CHERRY STREET 11TH FLOOR
DENVER
CO
United States
Tel:
2052165142
M**************@********M
(Full email address available in API data)
Regulatory Contact
DANIEL PARK
COO
S CHERRY STREET 11TH
501
DENVER
CO
United States
Tel:
2052165142
M**************@********M
(Full email address available in API data)
Industry Affiliates
| FLUXIA CAPITAL MANAGEMENT | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FLUXIA CAPITAL MANAGEMENT | Private Equity Fund | $10.0M | $0.0M | 30 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARK, VERWYMEREN, PETER | Individual | – | CHIEF COMPLIANCE OFFICER | 02/2023 | > 75% |