LUMINT CORPORATION
Adviser information for LUMINT CORPORATION last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 3 | $534.2M |
| Total | 3 | $534.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $339.6M |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | <5 | $194.6M |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 66 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | PERCENTAGE OF CURRENCY EXPOSURES AND PROCESSING FEES |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-127561 |
|---|---|
| SEC ERA File Number | 801-127561 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324443 |
| Legal Entity Identifier | 254900QE9ZZOR93NX527 |
Principal Office
15 BROAD STREET, SUITE 701BOSTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 857-222-8131, Fax: None
Chief Compliance Officer
PETER CAREY
PRESIDENT
15 BROAD STREET, SUITE 701
BOSTON
MA
United States
Tel:
857-222-8131
P*****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DUNEGAN, ALEXANDER, RUSSELL | Individual | – | CHIEF EXECUTIVE OFFICER | 09/2013 | 25-50% |
| CAREY, PETER, FRANCIS | Individual | – | PRESIDENT AND CCO | 09/2019 | 10-25% |
| GREEN, DAVID, GERALD | Individual | – | HEAD OF BUSINESS DEVELOPMENT | 06/2017 | 5-10% |
| NORTHERN TRUST CORPORATION | Domestic Entity | – | SHAREHOLDER | 06/2018 | 10-25% |
| FIRSTAR CAPITAL CORPORATION | Domestic Entity | – | SHAREHOLDER | 03/2021 | 5-10% |