FORTRESS PLANNING GROUP
FORTRESS PLANNING GROUP, LLC Legal Name
Adviser information for FORTRESS PLANNING GROUP last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Wisconsin, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 764 | $226.3M |
| Non-Discretionary | 0 | $0 |
| Total | 764 | $226.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 202 | $64.7M |
| HNW Individuals | 41 | $161.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 243 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127572 |
|---|---|
| SEC ERA File Number | 801-127572 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157900 |
| Legal Entity Identifier | None |
Principal Office
N27W23953 PAUL RDSUITE 103
PEWAUKEE
WI
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: 262-264-5838, Fax: None
Chief Compliance Officer
KEVIN SANDIESON
MANAGING MEMBER
N27W23953 PAUL RD
SUITE 103
PEWAUKEE
WI
United States
Tel:
262-264-5838
K****@************************M
(Full email address available in API data)
Regulatory Contact
SCOTT WELLENS
MANAGING MEMBER
N27W23953 PAUL RD
SUITE 103
PEWAUKEE
WI
United States
Tel:
262-264-5838
S****@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLENS, SCOTT, WILLIAM | Individual | – | MANAGING MEMBER | 05/2011 | 25-50% |
| Sandieson, Kevin, Robert | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2019 | 25-50% |
| CAYON, BRIAN, DAVID | Individual | – | MEMBER | 03/2022 | 25-50% |