FOUNDATION CAPITAL MANAGEMENT, LLC
Adviser information for FOUNDATION CAPITAL MANAGEMENT, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 365 | $134.4M |
| Non-Discretionary | 0 | $0 |
| Total | 365 | $134.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 125 | $34.4M |
| HNW Individuals | 230 | $85.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 10 | $15.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Registered representative of a broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127582 |
|---|---|
| SEC ERA File Number | 801-127582 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 142659 |
| Legal Entity Identifier | None |
Principal Office
2100 SWEDE RDEAST NORRITON
PA
United States
Monday - Friday, 9:30 AM TO 4:30 PM
Tel: 610-278-6961, Fax: 610-278-9974
Websites
Chief Compliance Officer
CHARLES MINNICH
CHIEF COMPLIANCE OFFICER
2100 SWEDE RD
EAST NORRITON
PA
United States
Tel:
610-278-6961
Fax:
610-278-9974
C****@********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MINNICH, CHARLES, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2006 | 50-75% |
| NATALE, MICHAEL, FRANCIS | Individual | – | PRESIDENT | 12/2006 | 50-75% |