NORTHRIM ADVISER, LLC

Adviser information for NORTHRIM ADVISER, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 2 $261.0M
Non-Discretionary 0 $0
Total 2 $261.0M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 2 $261.0M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for pooled investment vehicles
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-127586
SEC ERA File Number 801-127586
SEC CIK Numbers None
SEC CRD Numbers 306796
Legal Entity Identifier None

Principal Office

2500 SOUTH POWER ROAD
SUITE 226
MESA
AZ
United States
Monday - Friday, 9AM - 5PM
Tel: 480-206-7683, Fax: None

Chief Compliance Officer

BRADLEY GULBRANDSEN
MANAGING MEMBER
2500 SOUTH POWER ROAD
SUITE 226
MESA
AZ
United States
Tel: 480-206-7683
(Full email address available in API data)

Industry Affiliates

NORTHRIM GENERAL PARTNER, LLC Sponsor, GP, manager of pooled investment vehicles
NORTHRIM HORIZON GP II, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
NORTHRIM HORIZON FUND II, L.P. Private Equity Fund $166.0M $2.0M 60
NORTHRIM HORIZON, L.P. Private Equity Fund $95.0M $1.0M 40

Control Persons

Name Type Entity Title Since Ownership
GULBRANDSEN, BRADLEY, JAMES Individual MANAGING MEMBER, CCO 12/2019 > 75%

No. Employees, Historic

10502023202420250 on 3/3/20233 on 3/6/20236 on 3/18/2024

RAUM, Historic

300M150M0202320242025195000000 on 3/6/2023261000000 on 3/18/2024

No. Clients, Historic

10502023202420250 on 3/3/20232 on 3/6/20232 on 3/18/2024