TAG ASSOCIATES FLORIDA LLC
Adviser information for TAG ASSOCIATES FLORIDA LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 71 |
|---|---|
| Investment Advisory/Research | 24 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 16 | $29.5M |
| Total | 16 | $29.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | <5 | $29.5M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127597 |
|---|---|
| SEC ERA File Number | 801-127597 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325292 |
| Legal Entity Identifier | None |
Principal Office
810 SEVENTH AVENUE, 7TH FLOORNEW YORK
NY
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 212-275-1500, Fax: 212-275-1510
Chief Compliance Officer
JORGE GONZALEZ
MANAGING DIRECTOR, IN-HOUSE COUNSEL
C/O TAG ASSOCIATES FLORIDA LLC
810 SEVENTH AVENUE, 7TH FLOOR
NEW YORK
NY
United States
Tel:
212-275-1563
Fax:
212-275-1510
J********@***********M
(Full email address available in API data)
Regulatory Contact
JONATHAN BERGMAN
PRESIDENT
C/O TAG ASSOCIATES FLORIDA LLC
810 SEVENTH AVENUE, 7TH FLOOR
NEW YORK
NY
United States
Tel:
212-275-1519
Fax:
212-275-1510
J*******@***********M
(Full email address available in API data)
Industry Affiliates
| GF CAPITAL ASSET ADVISORS, LLC | Other investment adviser, including financial planners |
| GF CAPITAL ASSET MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GF CAPITAL CSE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF CAPITAL PRIVATE EQUITY MANAGEMENT, LLC | Other investment adviser, including financial planners |
| GF EDGECOMBE VENTURES GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF MIDTOWN EAST GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF P&B GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| GF RIVERSIDE DRIVE GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TAG ASSOCIATES LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| TAG PORTFOLIO MANAGEMENT GROUP LLC | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GONZALEZ, JORGE, L | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |
| BASNER, DAVID, ERIC | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2023 | < 5% |
| FUHRMAN, GARY, LEE | Individual | – | CHAIRMAN OF TAG ASSOCIATES FLORIDA & TAG HOLDINGS | 01/2023 | < 5% |
| BERGMAN, JONATHAN, MICHAEL | Individual | – | PRESIDENT | 01/2023 | < 5% |
| TAG ASSOCIATES HOLDINGS LLC | Domestic Entity | – | MEMBER | 01/2023 | > 75% |
| FUHRMAN, GARY, LEE | Individual | TAG ASSOCIATES HOLDINGS LLC | CHAIRMAN | 10/2009 | > 75% |
| BASNER, DAVID, ERIC | Individual | TAG ASSOCIATES HOLDINGS LLC | PRESIDENT | 10/2009 |