NPPG PLAN PROFESSIONALS, LLC
Adviser information for NPPG PLAN PROFESSIONALS, LLC last updated from Form ADV on March 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 20 | $3.2B |
| Non-Discretionary | 13 | $25.4M |
| Total | 33 | $3.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 33 | $3.2B |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Pension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPERCENT OF RETIREMENT PLAN ASSETS UNDER ADVISEMENT; REFERRAL FEE |
Identifiers
| SEC RIA File Number | 801-127600 |
|---|---|
| SEC ERA File Number | 801-127600 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 324646 |
| Legal Entity Identifier | None |
Principal Office
494 SYCAMORE AVENUESUITE 100
SHREWSBURY
NJ
United States
Monday - Friday, 9:00 - 5:00
Tel: 732-758-1577, Fax: None
Websites
Chief Compliance Officer
GREG WOODS
DIRECTOR OF INVESTMENT & FIDUCIARY SERVICES
494 SYCAMORE AVENUE
SUITE 100
SHREWSBURY
NJ
United States
Tel:
732-758-1577
G*****@*******M
(Full email address available in API data)
Regulatory Contact
MICHAEL SALERNO
PRESIDENT AND MANAGING MEMBER
494 SYCAMORE AVENUE
SUITE 100
SHREWSBURY
NJ
United States
Tel:
732-758-1577
M*******@*******M
(Full email address available in API data)
Industry Affiliates
| ARBOR TITLE SERVICES | Insurance company or agency |
| NATIONAL PROFESSIONAL PLANNING GROUP, INC. | Pension consultant |
| NPPG EMPLOYEE BENEFITS | Insurance company or agency |
| NPPG INVESTMENT SERVICES, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SALERNO FAMILY TRUST | Domestic Entity | ICE INVESTMENT HOLDINGS, LLC | MEMBER | 12/2022 | > 75% |
| NPPG HOLDINGS, LLC | Domestic Entity | – | MEMBER | 12/2022 | > 75% |
| SALERNO, MICHAEL, MARTIN | Individual | – | PRESIDENT, MANAGING MEMBER | 12/2022 | < 5% |
| ICE INVESTMENT HOLDINGS, LLC | Domestic Entity | NPPG HOLDINGS, LLC | MEMBER | 12/2022 | > 75% |
| WOODS, GREGORY, BRIAN | Individual | – | CHIEF COMPLIANCE OFFICER, DIRECTOR OF INVESTMENT & FIDUCIARY SERVICES | 12/2022 | < 5% |
| Salerno-Bossie, Leonora, Carmela | Individual | SALERNO FAMILY TRUST | TRUSTEE | 12/2022 |