ELEVATUS WEALTH MANAGEMENT, LLC
Adviser information for ELEVATUS WEALTH MANAGEMENT, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 775 | $346.5M |
| Non-Discretionary | 0 | $0 |
| Total | 775 | $346.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 259 | $35.5M |
| HNW Individuals | 505 | $306.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127608 |
|---|---|
| SEC ERA File Number | 801-127608 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325629 |
| Legal Entity Identifier | None |
Principal Office
1501 PITTSFORD VICTOR ROADSUITE 101
VICTOR
NY
United States
Monday - Friday, 8AM TO 5PM
Tel: 585-565-4450, Fax: None
Websites
Chief Compliance Officer
CHRISTOPHER PLUMMER
CHIEF COMPLIANCE OFFICER
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Tel:
610-871-1593
C****@**********M
(Full email address available in API data)
Regulatory Contact
STACY SIZEMORE
CHIEF COMPLIANCE OFFICER - TRU INDEPENDENCE
15350 SW SEQUOIA PARKWAY
SUITE 250
PORTLAND
OR
United States
Tel:
971-371-3450
S****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARE, DANIEL, J | Individual | – | FOUNDER/MANAGING DIRECTOR | 03/2023 | > 75% |
| Antocicco, Daniel, F | Individual | – | FOUNDER/MANAGING DIRECTOR | 03/2023 | < 5% |
| PLUMMER, CHRISTOPHER, GEORGE | Individual | – | CHIEF COMPLIANCE OFFICER | 07/2023 | < 5% |