ROCK HARBOR PARTNERS LLC

Adviser information for ROCK HARBOR PARTNERS LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	DECEMBER
Legal Location	Delaware, United States

Employees

Total Number of Employees	3
Investment Advisory/Research	3
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	61	$2.1B
Non-Discretionary	0	$0
Total	61	$2.1B

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	60	$2.1B
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	1	$15.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	Fixed feesPerformance-based feesDISCRETIONARY BONUS

Identifiers

SEC RIA File Number	801-127611
SEC ERA File Number	801-127611
SEC CIK Numbers	None
SEC CRD Numbers	322545
Legal Entity Identifier	None

Principal Office

1865 PALMER AVENUE
SUITE 108
LARCHMONT
NY
United States

Monday - Friday, 9 AM - 5 PM

Tel: 914-215-5873, Fax: None

Chief Compliance Officer

ALEX SCHILLACI

DIRECTOR OF OPERATIONS

1865 PALMER AVENUE

SUITE 108

LARCHMONT

United States

Tel: 914-215-5873

I***@************O

(Full email address available in API data)

Regulatory Contact

ERIC ARNOLD

CEO, CIO, MEMBER, MANAGER