STONEBROOK PRIVATE INC.
Adviser information for STONEBROOK PRIVATE INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,824 | $657.3M |
| Non-Discretionary | 0 | $0 |
| Total | 1,824 | $657.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 298 | $96.4M |
| HNW Individuals | 196 | $508.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 3 | $43.3M |
| Charitable organizations | 9 | $7.8M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 2 | $1.1M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
182 E MAIN STREETNORTHVILLE
MI
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (248) 349-3027, Fax: None
Websites
Chief Compliance Officer
ROSEANN HIGGINS
255 EAST FIFTH STREET
SUITE 1900
CINCINNATI
OH
United States
Tel:
513-977-8459
R**************@*****************************M
(Full email address available in API data)
Regulatory Contact
TODD KNICKERBOCKER
MANAGING PARTNER
182 E MAIN STREET
NORTHVILLE
MI
United States
Tel:
248-349-3027
T***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KNICKERBOCKER, TODD, DUNCAN | Individual | – | MANAGING MEMBER / MANAGING PARTNER | 02/2023 | > 75% |
| Knickerbocker, Spencer, James | Individual | – | MEMBER / PARTNER / CHIEF INVESTMENT OFFICER | 02/2023 | 10-25% |
| HIGGINS, ROSEANN | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 6th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 423K | 4K | 0 |
| ABBVIE INC | COM | 504K | 3K | 0 |
| ACCENTURE PLC IRELAND | SHS CLASS A | 291K | 961 | 0 |
| ADOBE INC | COM | 478K | 860 | 0 |
| ADVANCED MICRO DEVICES INC | COM | 1M | 8K | 0 |
| AIR PRODS & CHEMS INC | COM | 2M | 9K | 0 |
| AIRBNB INC | COM CL A | 209K | 1K | 0 |
| ALLSTATE CORP | COM | 612K | 4K | 0 |
| ALPHABET INC | CAP STK CL A | 3M | 17K | 0 |
| ALPHABET INC | CAP STK CL C | 2M | 10K | 0 |
| AMAZON COM INC | COM | 8M | 40K | 0 |
| AMERICAN CENTY ETF TR | US EQT ETF | 224K | 2K | 0 |
| AMERICAN EXPRESS CO | COM | 1M | 6K | 0 |
| AMPLIFY ETF TR | CWP ENHANCED DIV | 5M | 125K | 0 |
| APPLE INC | COM | 18M | 83K | 0 |
| APPLIED MATLS INC | COM | 208K | 879 | 0 |
| BANK AMERICA CORP | COM | 655K | 16K | 0 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | 0 |
| BEST BUY INC | COM | 2M | 20K | 0 |
| BLACKROCK ENHANCED EQUITY DI | COM | 101K | 12K | 0 |
| BLACKROCK ETF TRUST | US EQT FACTOR | 5M | 108K | 0 |
| BLACKROCK ETF TRUST | US INDUSTRY ROTA | 2M | 69K | 0 |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 77K | 11K | 0 |
| BLACKROCK MUNIYIELD MICH QU | COM | 415K | 36K | 0 |
| BLACKROCK RES & COMMODITIES | SHS | 92K | 10K | 0 |
| BNY MELLON MUN BD INFRASTRUC | COM SHS | 526K | 50K | 0 |
| BOEING CO | COM | 424K | 2K | 0 |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 1M | 23K | 0 |
| BRISTOL-MYERS SQUIBB CO | COM | 692K | 17K | 0 |
| BROADCOM INC | COM | 7M | 5K | 0 |
| CALAMOS CONV & HIGH INCOME F | COM SHS | 137K | 12K | 0 |
| CAPITAL GROUP INTL FOCUS EQT | SHS CREATION UNI | 521K | 20K | 0 |
| CARLISLE COS INC | COM | 819K | 2K | 0 |
| CATERPILLAR INC | COM | 395K | 1K | 0 |
| CHEVRON CORP NEW | COM | 576K | 4K | 0 |
| CHUBB LIMITED | COM | 4M | 16K | 0 |
| CISCO SYS INC | COM | 3M | 61K | 0 |
| CME GROUP INC | COM | 3M | 13K | 0 |
| COCA COLA CO | COM | 757K | 12K | 0 |
| COMCAST CORP NEW | CL A | 2M | 58K | 0 |
| CONOCOPHILLIPS | COM | 333K | 3K | 0 |
| COSTCO WHSL CORP NEW | COM | 1M | 1K | 0 |
| DARDEN RESTAURANTS INC | COM | 2M | 14K | 0 |
| DEERE & CO | COM | 331K | 886 | 0 |
| DEVON ENERGY CORP NEW | COM | 3M | 59K | 0 |
| DEXCOM INC | COM | 499K | 4K | 0 |
| DIAMONDBACK ENERGY INC | COM | 742K | 4K | 0 |
| DIMENSIONAL ETF TRUST | US EQUITY ETF | 3M | 57K | 0 |
| DTE ENERGY CO | COM | 439K | 4K | 0 |
| EATON CORP PLC | SHS | 7M | 21K | 0 |
| EATON VANCE RISK-MANAGED DIV | COM | 106K | 12K | 0 |
| ECOLAB INC | COM | 326K | 1K | 0 |
| EDWARDS LIFESCIENCES CORP | COM | 923K | 10K | 0 |
| ELI LILLY & CO | COM | 2M | 3K | 0 |
| EMERSON ELEC CO | COM | 203K | 2K | 0 |
| EXPEDITORS INTL WASH INC | COM | 3M | 25K | 0 |
| EXXON MOBIL CORP | COM | 699K | 6K | 0 |
| FEDEX CORP | COM | 206K | 687 | 0 |
| FIDELITY COVINGTON TRUST | MSCI INFO TECH I | 4M | 24K | 0 |
| FISERV INC | COM | 888K | 6K | 0 |
| FORD MTR CO DEL | COM | 151K | 12K | 0 |
| GE AEROSPACE | COM NEW | 222K | 1K | 0 |
| GOLDMAN SACHS GROUP INC | COM | 385K | 850 | 0 |
| HALLIBURTON CO | COM | 746K | 22K | 0 |
| HOME DEPOT INC | COM | 5M | 14K | 0 |
| ILLINOIS TOOL WKS INC | COM | 4M | 19K | 0 |
| INTERCONTINENTAL EXCHANGE IN | COM | 1M | 7K | 0 |
| INTERNATIONAL BUSINESS MACHS | COM | 276K | 2K | 0 |
| INTUIT | COM | 224K | 341 | 0 |
| IQVIA HLDGS INC | COM | 883K | 4K | 0 |
| ISHARES INC | CORE MSCI EMKT | 5M | 94K | 0 |
| ISHARES INC | MSCI EMRG CHN | 5M | 83K | 0 |
| ISHARES TR | US INFRASTRUC | 2M | 48K | 0 |
| ISHARES TR | IBDS DEC28 ETF | 2M | 73K | 0 |
| ISHARES TR | TRS FLT RT BD | 1M | 24K | 0 |
| ISHARES TR | HDG MSCI EAFE | 3M | 71K | 0 |
| ISHARES TR | IBONDS DEC2026 | 2M | 76K | 0 |
| ISHARES TR | IBONDS 27 ETF | 2M | 76K | 0 |
| ISHARES TR | IBONDS DEC 2031 | 1M | 62K | 0 |
| ISHARES TR | IBONDS DEC 29 | 1M | 56K | 0 |
| ISHARES TR | 0-3 MNTH TREASRY | 4M | 35K | 0 |
| ISHARES TR | IBONDS DEC 2030 | 1M | 59K | 0 |
| ISHARES TR | IBONDS DEC 2032 | 1M | 51K | 0 |
| ISHARES TR | IBONDS DEC 2033 | 1M | 50K | 0 |
| ISHARES TR | CORE MSCI EAFE | 993K | 14K | 0 |
| ISHARES TR | MSCI USA MIN VOL | 2M | 18K | 0 |
| ISHARES TR | MSCI USA QLT FCT | 20M | 117K | 0 |
| ISHARES TR | CORE DIV GRWTH | 356K | 6K | 0 |
| ISHARES TR | CORE TOTAL USD | 3M | 71K | 0 |
| ISHARES TR | IBONDS DEC25 ETF | 2M | 72K | 0 |
| ISHARES TR | IBONDS DEC24 ETF | 2M | 71K | 0 |
| ISHARES TR | MSCI INTL VLU FT | 720K | 26K | 0 |
| ISHARES TR | JPMORGAN USD EMG | 561K | 6K | 0 |
| ISHARES TR | MSCI ACWI ETF | 1M | 10K | 0 |
| ISHARES TR | EAFE VALUE ETF | 12M | 226K | 0 |
| ISHARES TR | EAFE GRWTH ETF | 11M | 111K | 0 |
| ISHARES TR | S&P 100 ETF | 2M | 9K | 0 |
| ISHARES TR | 20 YR TR BD ETF | 3M | 37K | 0 |
| ISHARES TR | GLOBAL ENERG ETF | 1M | 32K | 0 |
| ISHARES TR | U.S. TECH ETF | 508K | 3K | 0 |
| ISHARES TR | CORE S&P MCP ETF | 620K | 11K | 0 |
| ISHARES TR | CORE S&P SCP ETF | 200K | 2K | 0 |
| ISHARES TR | CORE S&P500 ETF | 541K | 989 | 0 |
| ISHARES TR | RUS 1000 VAL ETF | 661K | 4K | 0 |
| ISHARES TR | RUS 1000 GRW ETF | 432K | 1K | 0 |
| ISHARES TR | CORE S&P US GWT | 215K | 2K | 0 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 519K | 10K | 0 |
| JOHNSON & JOHNSON | COM | 4M | 25K | 0 |
| JOHNSON CTLS INTL PLC | SHS | 2M | 26K | 0 |
| JPMORGAN CHASE & CO. | COM | 7M | 34K | 0 |
| L3HARRIS TECHNOLOGIES INC | COM | 740K | 3K | 0 |
| LAUDER ESTEE COS INC | CL A | 257K | 2K | 0 |
| LINDE PLC | SHS | 214K | 488 | 0 |
| LOWES COS INC | COM | 316K | 1K | 0 |
| MAINSTAY MACKAY DEFINEDTERM | COM | 1M | 83K | 0 |
| MARATHON PETE CORP | COM | 5M | 31K | 0 |
| MASTERCARD INCORPORATED | CL A | 687K | 2K | 0 |
| MCDONALDS CORP | COM | 3M | 11K | 0 |
| MEDTRONIC PLC | SHS | 2M | 27K | 0 |
| MERCK & CO INC | COM | 5M | 37K | 0 |
| META PLATFORMS INC | CL A | 2M | 5K | 0 |
| MICRON TECHNOLOGY INC | COM | 310K | 2K | 0 |
| MICROSOFT CORP | COM | 18M | 40K | 0 |
| MONDELEZ INTL INC | CL A | 239K | 4K | 0 |
| MOTOROLA SOLUTIONS INC | COM NEW | 5M | 14K | 0 |
| NETFLIX INC | COM | 692K | 1K | 0 |
| NEXTERA ENERGY INC | COM | 673K | 10K | 0 |
| NOVO-NORDISK A S | ADR | 311K | 2K | 0 |
| NUVEEN S&P 500 BUY-WRITE INC | COM | 167K | 12K | 0 |
| NVIDIA CORPORATION | COM | 6M | 47K | 0 |
| NXP SEMICONDUCTORS N V | COM | 1M | 4K | 0 |
| ORACLE CORP | COM | 432K | 3K | 0 |
| PEPSICO INC | COM | 356K | 2K | 0 |
| PHILIP MORRIS INTL INC | COM | 264K | 3K | 0 |
| PROCTER AND GAMBLE CO | COM | 674K | 4K | 0 |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 545K | 7K | 0 |
| QUALCOMM INC | COM | 209K | 1K | 0 |
| RAYMOND JAMES FINL INC | COM | 394K | 3K | 0 |
| ROYCE SMALL CAP TRUST INC | COM | 155K | 11K | 0 |
| S&P GLOBAL INC | COM | 838K | 2K | 0 |
| SALESFORCE INC | COM | 1M | 5K | 0 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 381K | 7K | 0 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 574K | 6K | 0 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 818K | 11K | 0 |
| SELECT SECTOR SPDR TR | FINANCIAL | 389K | 9K | 0 |
| SELECT SECTOR SPDR TR | INDL | 258K | 2K | 0 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 6M | 26K | 0 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 670K | 5K | 0 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 487K | 3K | 0 |
| SELECT SECTOR SPDR TR | COMMUNICATION | 206K | 2K | 0 |
| SERVICENOW INC | COM | 377K | 479 | 0 |
| SPDR DOW JONES INDL AVERAGE | UT SER 1 | 822K | 2K | 0 |
| SPDR S&P 500 ETF TR | TR UNIT | 483K | 888 | 0 |
| SPDR SER TR | PRTFLO S&P500 GW | 10M | 124K | 0 |
| SPDR SER TR | PORTFOLIO S&P500 | 8M | 132K | 0 |
| SPDR SER TR | PRTFLO S&P500 VL | 6M | 113K | 0 |
| STARBUCKS CORP | COM | 542K | 7K | 0 |
| STERIS PLC | SHS USD | 709K | 3K | 0 |
| STRYKER CORPORATION | COM | 513K | 2K | 0 |
| TARGET CORP | COM | 405K | 3K | 0 |
| TESLA INC | COM | 435K | 2K | 0 |
| THERMO FISHER SCIENTIFIC INC | COM | 315K | 569 | 0 |
| TJX COS INC NEW | COM | 1M | 11K | 0 |
| TRANE TECHNOLOGIES PLC | SHS | 2M | 5K | 0 |
| UNION PAC CORP | COM | 2M | 8K | 0 |
| UNITED PARCEL SERVICE INC | CL B | 494K | 4K | 0 |
| UNITEDHEALTH GROUP INC | COM | 1M | 3K | 0 |
| VANGUARD INDEX FDS | VALUE ETF | 272K | 2K | 0 |
| VANGUARD INDEX FDS | SMALL CP ETF | 232K | 1K | 0 |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 4K | 0 |
| VANGUARD WORLD FD | INF TECH ETF | 239K | 414 | 0 |
| VERIZON COMMUNICATIONS INC | COM | 2M | 43K | 0 |
| VISA INC | COM CL A | 2M | 8K | 0 |
| WALMART INC | COM | 5M | 73K | 0 |
| WESTERN ASSET MANAGED MUNS F | COM | 271K | 26K | 0 |
| WISDOMTREE TR | US LARGECAP DIVD | 244K | 3K | 0 |