TICKRS ADVISORS LLC
Adviser information for TICKRS ADVISORS LLC last updated from Form ADV on May 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | JUNE |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 2 |
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Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 1 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | <5 | $0 |
HNW Individuals | <5 | $0 |
Banking or thrift institutions | <5 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $0 |
Charitable organizations | <5 | $0 |
State or municipal gov entities | <5 | $0 |
Other investment advisers | <5 | $0 |
Insurance companies | <5 | $0 |
Sovereign wealth funds and foreign official institutions | <5 | $0 |
Corporations or other businesses | <5 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | Portfolio management for individuals and/or small businesses |
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Compensation | % of AUM |
Other Business Activities | Registered representative of a broker-dealer |
Identifiers
SEC RIA File Number | 801-127623 |
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SEC ERA File Number | 801-127623 |
SEC CIK Numbers | None |
SEC CRD Numbers | 322679 |
Legal Entity Identifier | None |
Principal Office
100 SPECTRUM CENTER DRIVESUITE 750
IRVINE
CA
United States
Monday - Friday, 6:30-2:30
Tel: 949-371-9843, Fax: None
Websites
Chief Compliance Officer
MAC HUTCHINS
MANAGER
100 SPECTRUM CENTER DRIVE
SUITE 750
IRVINE
CA
United States
Tel:
949-371-9843
M********@*****************M
(Full email address available in API data)
Industry Affiliates
VALUABLE CAPITAL SECURITIES | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
TICKRS US HOLDINGS INC. | Domestic Entity | – | OWNER | 07/2022 | > 75% |
VALUABLE CAPITAL GROUP LTD. | Foreign Entity | TICKRS US HOLDINGS INC. | OWNER | 12/2016 | > 75% |
Hutchins, Mackenzie, Lawrence | Individual | – | MANAGER / CCO | 05/2023 | < 5% |