TICKRS ADVISORS LLC

Adviser information for TICKRS ADVISORS LLC last updated from Form ADV on May 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End JUNE
Legal Location Delaware, United States

Employees

Total Number of Employees 2
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 1
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Portfolio management for individuals and/or small businesses
Compensation % of AUM
Other Business Activities Registered representative of a broker-dealer

Identifiers

SEC RIA File Number 801-127623
SEC ERA File Number 801-127623
SEC CIK Numbers None
SEC CRD Numbers 322679
Legal Entity Identifier None

Principal Office

100 SPECTRUM CENTER DRIVE
SUITE 750
IRVINE
CA
United States
Monday - Friday, 6:30-2:30
Tel: 949-371-9843, Fax: None

Chief Compliance Officer

MAC HUTCHINS
MANAGER
100 SPECTRUM CENTER DRIVE
SUITE 750
IRVINE
CA
United States
Tel: 949-371-9843
(Full email address available in API data)

Industry Affiliates

VALUABLE CAPITAL SECURITIES Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
TICKRS US HOLDINGS INC. Domestic Entity OWNER 07/2022 > 75%
VALUABLE CAPITAL GROUP LTD. Foreign Entity TICKRS US HOLDINGS INC. OWNER 12/2016 > 75%
Hutchins, Mackenzie, Lawrence Individual MANAGER / CCO 05/2023 < 5%

No. Employees, Historic

1050202320242 on 3/9/20232 on 5/12/20232 on 5/31/2023