SLP WEALTH
SLP WEALTH LLC Legal Name
Adviser information for SLP WEALTH last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | North Carolina, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 16 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 16 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 230 | $9.0M |
| Non-Discretionary | 0 | $0 |
| Total | 230 | $9.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,163 | $8.2M |
| HNW Individuals | 6 | $752,244 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 997 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1169 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127646 |
|---|---|
| SEC ERA File Number | 801-127646 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325631 |
| Legal Entity Identifier | None |
Principal Office
555 SOUTH MANGUM STSUITE 100
DURHAM
NC
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (314) 301-8219, Fax: None
Chief Compliance Officer
SIMCHA TERWILLIGER
IAR
20 LIGHTHOUSE WAY
NEWPORT NEWS
VA
United States
Tel:
(267) 882-7409
S**@************M
(Full email address available in API data)
Regulatory Contact
CHRIS STANLEY
FOUNDING PRINCIPAL, BEACH STREET LEGAL
PO BOX 31681
DES PERES
MO
United States
Tel:
(314) 441-6191
T***@*******************M
(Full email address available in API data)
Industry Affiliates
| SLP INSURANCE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HORNSBY, TRAVIS, LEE | Individual | – | PRESIDENT, MEMBER | 11/2023 | 50-75% |
| Terwilliger, Simcha, Shachar | Individual | – | CCO, MEMBER | 11/2023 | 5-10% |
| MCGUIRE, MEAGAN, RAE | Individual | – | MEMBER | 11/2023 | 5-10% |
| MAHLMANN, CONOR, MICHAEL | Individual | – | MEMBER | 11/2023 | 5-10% |
| ROOKER, DANIEL, JOSEPH | Individual | – | MEMBER | 11/2023 | 5-10% |