JAFFA CAPITAL MANAGEMENT LLC

Adviser information for JAFFA CAPITAL MANAGEMENT LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 19 $91.7M
Non-Discretionary 1 $63.5M
Total 20 $155.2M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 1 $15.1M
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 6 $51.2M
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $89.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 7

Services

Advisory Services Portfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-127647
SEC ERA File Number 801-127647
SEC CIK Numbers None
SEC CRD Numbers 325411
Legal Entity Identifier None

Principal Office

136 KINGSLAND ROAD
STE 1026
CLIFTON
NJ
United States
Monday - Friday, 9-5
Tel: 216-245-1231, Fax: None

Chief Compliance Officer

JACK BROWN
136 KINGSLAND ROAD
SUITE 1118
CLIFTON
NJ
United States
Tel: 216 323 5005
(Full email address available in API data)

Industry Affiliates

JAFFA GLOBAL LLC Insurance company or agency
JAFFA GP, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
JAFFA CAPITAL FUND, LP Hedge Fund $15.1M $1.0M 4

Control Persons

Name Type Entity Title Since Ownership
ZARKHIN, MARK, L Individual JAFFA GLOBAL HOLDINGS LLC SHAREHOLDER 01/2023 50-75%
JAFFA GLOBAL HOLDINGS LLC Domestic Entity SHAREHOLDER 01/2023 > 75%
JAFFA GLOBAL PARTNERS LLC Domestic Entity SHAREHOLDER 01/2023 < 5%
ZARKHIN, MARK, L Individual JAFFA GLOBAL PARTNERS LLC SHAREHOLDER 01/2023 50-75%
BROWN, JACK, YUDKEVICH Individual CHIEF COMPLIANCE OFFICER 01/2023 < 5%
ZARKHIN, BINA, I Individual JAFFA GLOBAL PARTNERS LLC SHAREHOLDER 01/2023 50-75%
ZARKHIN, BINA, I Individual JAFFA GLOBAL HOLDINGS LLC SHAREHOLDER 01/2023 25-50%
ZARKHIN, MARK, L Individual PRINCIPAL 01/2023 < 5%

No. Employees, Historic

10502023202420252 on 3/14/20232 on 4/9/20233 on 8/18/20233 on 3/21/2024

RAUM, Historic

200M100M02023202420250 on 3/14/20230 on 4/9/2023110000000 on 8/18/2023155226000 on 3/21/2024

No. Clients, Historic

201002023202420250 on 3/14/20230 on 4/9/202312 on 8/18/20238 on 3/21/2024