GRAYLARK FINANCIAL, LLC
Adviser information for GRAYLARK FINANCIAL, LLC last updated from Form ADV on August 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 92 | $19.3M |
| Non-Discretionary | 0 | $0 |
| Total | 92 | $19.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 34 | $7.1M |
| HNW Individuals | 20 | $12.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127663 |
|---|---|
| SEC ERA File Number | 801-127663 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325833 |
| Legal Entity Identifier | None |
Principal Office
774 PAGODA CT.ERIE
CO
United States
Monday - Friday, 9 AM - 5 PM
Tel: 720 634 9400, Fax: None
Websites
Chief Compliance Officer
BRIAN GRAY
CEO
774 PAGODA CT.
ERIE
CO
United States
Tel:
720 244 0100
B****@********************M
(Full email address available in API data)
Industry Affiliates
| GRAYLARK INSURANCE SERVICES LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAY, BRIAN, ERLE | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2023 | 50-75% |
| Gray, Ashley, Ann | Individual | – | PRESIDENT AND DIRECTOR OF MARKETING | 03/2023 | 50-75% |