BOARDWALK FINANCIAL STRATEGIES LLC
Adviser information for BOARDWALK FINANCIAL STRATEGIES LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Wisconsin, United States |
Employees
Total Number of Employees | 5 |
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Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
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Type | Accounts | RAUM |
---|---|---|
Discretionary | 429 | $113.3M |
Non-Discretionary | 118 | $29.0M |
Total | 547 | $142.3M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 32 | $15.0M |
HNW Individuals | 55 | $127.3M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 1 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
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Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-127667 |
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SEC ERA File Number | 801-127667 |
SEC CIK Numbers | None |
SEC CRD Numbers | 165048 |
Legal Entity Identifier | None |
Principal Office
385 WILLIAMSTOWNE, SUITE 302DELAFIELD
WI
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 262-423-7552, Fax: 262-364-2057
Chief Compliance Officer
HEIDI RODENBAUGH
CHIEF COMPLIANCE OFFICER
3215 GOLF ROAD, SUITE 111
DELAFIELD
WI
United States
Tel:
(262) 423-7552
Fax:
262-364-2057
H****@***************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
RODENBAUGH, MICHAEL, JOHN | Individual | – | MANAGING MEMBER | 07/2012 | > 75% |
RODENBAUGH, HEIDI, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2023 | < 5% |