ECHELONS CAPITAL, LLC
Adviser information for ECHELONS CAPITAL, LLC last updated from Form ADV on February 9th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 105 | $129.9M |
| Non-Discretionary | 0 | $0 |
| Total | 105 | $129.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 19 | $5.4M |
| HNW Individuals | 10 | $72.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $21.7M |
| Other | <5 | $30.2M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127673 |
|---|---|
| SEC ERA File Number | 801-127673 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325781 |
| Legal Entity Identifier | None |
Principal Office
2078 PROSPECTOR AVENUESUITE 4
PARK CITY
UT
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 706-372-4218, Fax: None
Chief Compliance Officer
BRETT THOMAS LEAHY
CHIEF OPERATING OFFICER, PARTNER
5513 ACACIA CT
CRYSTAL LAKE
IL
United States
Tel:
(815) 272 3227
B****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Rudio, John, Patrick | Individual | – | PARTNER | 01/2023 | > 75% |
| LEAHY, BRETT, THOMAS | Individual | – | PARTNER AND CCO/COO | 01/2023 | 25-50% |