REDWOOD FINANCIAL PLANNING, LLC
Adviser information for REDWOOD FINANCIAL PLANNING, LLC last updated from Form ADV on January 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,205 | $174.6M |
| Non-Discretionary | 0 | $0 |
| Total | 1,205 | $174.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 410 | $84.4M |
| HNW Individuals | 54 | $90.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 74 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127675 |
|---|---|
| SEC ERA File Number | 801-127675 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 291250 |
| Legal Entity Identifier | None |
Principal Office
1812 FRONT STREETSCOTCH PLAINS
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 908-663-2125, Fax: None
Chief Compliance Officer
JARED S. FRIEDMAN
PRESIDENT
1812 FRONT STREET
SCOTCH PLAINS
NJ
United States
Tel:
908-663-2125
J****@******************M
(Full email address available in API data)
Industry Affiliates
| JARED FRIEDMAN | Insurance company or agency |
| MICHAEL MCLANE | Broker-dealer, municipal securities dealer, or gov securities broker or dealerInsurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FRIEDMAN, JARED, SCOTT | Individual | – | PRESIDENT/OWNER/CHIEF COMPLIANCE OFFICER | 06/2010 | 50-75% |
| MCLANE, MICHAEL, ALLEN | Individual | – | CO-PRESIDENT/OWNER | 03/2021 | 50-75% |