AGRICOLA CAPITAL LLC

Adviser information for AGRICOLA CAPITAL LLC last updated from Form ADV on March 20th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals <5 $0
HNW Individuals <5 $0
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Publication of periodicals or newslettersSecurity ratings or pricing services
Compensation Subscription feesFixed fees

Identifiers

SEC RIA File Number 801-127690
SEC ERA File Number 801-127690
SEC CIK Numbers None
SEC CRD Numbers 323187
Legal Entity Identifier None

Principal Office

1968 S. COAST HWY #4201
LAGUNA BEACH
CA
United States
Monday - Friday, 8AM TO 5PM
Tel: 6028884938, Fax: None

Chief Compliance Officer

NICHOLAS ROBERT SHEA
PRINCIPAL
13734 RUETTE LE PARC
UNIT B
DEL MAR
CA
United States
Tel: 6028884938
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SHEA, NICHOLAS, ROBERT Individual CHIEF COMPLIANCE OFFICER AND PRINCIPAL 01/2023 > 75%

No. Employees, Historic

1050202320241 on 3/20/2023