COVE WEALTH MANAGEMENT
VALUED RETIREMENTS, INC. Legal Name
Adviser information for COVE WEALTH MANAGEMENT last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 284 | $150.9M |
| Non-Discretionary | 0 | $0 |
| Total | 284 | $150.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 48 | $17.3M |
| HNW Individuals | 32 | $133.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $299,998 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 81 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-127700 |
|---|---|
| SEC ERA File Number | 801-127700 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114236 |
| Legal Entity Identifier | None |
Principal Office
710 NORTH POST OAK ROADSUITE 420
HOUSTON
TX
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: 713-821-3242, Fax: 713-613-2908
Websites
Chief Compliance Officer
CORY MIZELL
DIRECTOR
710 NORTH POST OAK ROAD
SUITE 420
HOUSTON
TX
United States
Tel:
713-821-3243
Fax:
713-613-2908
C***@*********M
(Full email address available in API data)
Regulatory Contact
SARAH MIZELL
SECRETARY OF THE BOARD, FINANCIAL ADVISOR
710 N. POST OAK RD
SUITE 420
HOUSTON
TX
United States
Tel:
713-673-9055
Fax:
713-613-2908
S****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MIZELL, SARAH, ANNE | Individual | – | VICE PRESIDENT, CHAIRWOMAN OF THE BOARD, SECRETARY, AND TREASURER | 09/2021 | > 75% |
| MIZELL, CORY, ALAN | Individual | – | PRESIDENT, CCO, AND DIRECTOR | 09/2021 | > 75% |
| Morris, Malcolm, S | Individual | – | PARTNER, LEGAL COUNSEL | 03/2022 | 10-25% |