OFG FINANCIAL SERVICES, INC.
Adviser information for OFG FINANCIAL SERVICES, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Kansas, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 30 |
| Registered Broker-Dealer Representatives | 30 |
| Registered State Investment Advisers | 30 |
| Licensed Agents of an Insurance Company | 30 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 0 | $0 |
| Non-Discretionary | 700 | $160.0M |
| Total | 700 | $160.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 700 | $160.0M |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 350 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesTIMING SERVICES PROVIDED BY OTHERS |
| Other Business Activities | Broker-dealer |
Principal Office
120 SE 6TH AVENUETOWNSITE PLAZA #2, SUITE 105
TOPEKA
KS
United States
Monday - Friday, 8:30 A.M. - 5:00 P.M.
Tel: 785-233-4071, Fax: 785-233-5746
Websites
Chief Compliance Officer
TODD M. PAYNE
CHIEF COMPLIANCE OFFICER
120 SE 6TH AVENUE
TOWNSITE PLAZA #2, SUITE 105
TOPEKA
KS
United States
Tel:
785-233-4071
Fax:
785-233-5746
T********@***************M
(Full email address available in API data)
Industry Affiliates
| OFG PLANNING SERVICES, INC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OGDON, JAMES KENNETH | Individual | – | PRESIDENT & DIRECTOR | 10/1991 | > 75% |
| PAYNE, TODD MATTHEW | Individual | – | SECRETARY-TREASURER, DIRECTOR & CCO | 08/2008 | < 5% |
| MCMASTER, TYLER JOHN | Individual | – | SENIOR VICE PRESIDENT | 03/2023 | < 5% |