ATHOS PRIVATE WEALTH LLC
Adviser information for ATHOS PRIVATE WEALTH LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 8 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 217 | $139.1M |
| Non-Discretionary | 1 | $44,615 |
| Total | 218 | $139.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 37 | $11.1M |
| HNW Individuals | 61 | $83.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 21 | $44.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 4 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesSelection of other advisers (including private fund managers)CONSULTING |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127736 |
|---|---|
| SEC ERA File Number | 801-127736 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309862 |
| Legal Entity Identifier | None |
Principal Office
4725 S HOLLADAY BLVDSUITE 130
HOLLADAY
UT
United States
Monday - Friday, 9 A.M. TO 5 P.M.
Tel: 435-252-1099, Fax: None
Chief Compliance Officer
ROBERT K SHATTUCK
MANAGING PARTNER
4725 S HOLLADAY BLVD
SUITE 130
HOLLADAY
UT
United States
Tel:
831-801-7693
R*****@**************M
(Full email address available in API data)
Industry Affiliates
| ATHOS CRYPTO LAUNCH GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATHOS FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATHOS GROWTH GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATHOS GROWTH GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATHOS VENTURE GP I, LLC | Sponsor, GP, manager of pooled investment vehicles |
| ATHOS VENTURE GP II, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ATHOS CRYPTO FUND II, LP | Venture Capital Fund | $0.9M | $0.1M | 11 |
| ATHOS CRYPTO LAUNCH FUND, LP | Venture Capital Fund | $2.6M | $0.1M | 31 |
| ATHOS EMERGING VENTURE FUND III LP | Venture Capital Fund | $2.0M | $0.1M | 23 |
| ATHOS GROWTH FUND I, LP | Venture Capital Fund | $4.2M | $0.1M | 28 |
| ATHOS GROWTH FUND II, LP | Venture Capital Fund | $3.2M | $0.1M | 27 |
| ATHOS GROWTH FUND III LP | Venture Capital Fund | $2.0M | $0.1M | 19 |
| ATHOS OPPORTUNITY FUND APC, LLC | Venture Capital Fund | $2.3M | $0.0M | 18 |
| ATHOS OPPORTUNITY FUND CCF, LLC | PRIVATE CREDIT | $4.0M | $0.0M | 19 |
| ATHOS OPPORTUNITY FUND EVE LLC | PRIVATE CREDIT | $0.3M | $0.0M | 14 |
| ATHOS OPPORTUNITY FUND FPH, LLC | Venture Capital Fund | $0.4M | $0.0M | 21 |
| ATHOS OPPORTUNITY FUND FTH, LLC | Private Equity Fund | $0.6M | $0.0M | 13 |
| ATHOS OPPORTUNITY FUND GWC LLC | Venture Capital Fund | $3.0M | $0.0M | 8 |
| ATHOS OPPORTUNITY FUND NHF, LLC | Private Equity Fund | $1.2M | $0.0M | 4 |
| ATHOS OPPORTUNITY FUND PUR, LLC | Venture Capital Fund | $2.0M | $0.0M | 34 |
| ATHOS OPPORTUNITY FUND RHC LLC | Venture Capital Fund | $0.4M | $0.0M | 12 |
| ATHOS OPPORTUNITY FUND SMC, LLC | Private Equity Fund | $1.6M | $0.0M | 8 |
| ATHOS OPPORTUNITY FUND TBC LLC | Private Equity Fund | $1.3M | $0.0M | 10 |
| ATHOS OPPORTUNITY FUND VSP, LLC | Private Equity Fund | $3.5M | $0.0M | 17 |
| ATHOS VENTURE FUND I, LP | Venture Capital Fund | $4.2M | $0.1M | 29 |
| ATHOS VENTURE FUND II, LP | Venture Capital Fund | $3.1M | $0.1M | 33 |
| ATHOS VENTURE FUND III LP | Venture Capital Fund | $1.7M | $0.1M | 16 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SHATTUCK, ROBERT, KENT | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 06/2020 | > 75% |
| Delvaux, Filipe | Individual | – | PARTNER, COO, AND CO-CHIEF INVESTMENT OFFICER | 02/2024 | < 5% |