NEW CHINA CAPITAL MANAGEMENT CORP.
Adviser information for NEW CHINA CAPITAL MANAGEMENT CORP. last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $278.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $278.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $278.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 100 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 801-127746 |
|---|---|
| SEC ERA File Number | 801-127746 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 295905 |
| Legal Entity Identifier | None |
Principal Office
470 WEST AVENUESUITE 2011
STAMFORD
CT
United States
Monday - Friday, 9:00-5:00
Tel: 203-328-1800, Fax: 203-328-1801
Websites
Chief Compliance Officer
ROBERT STILLMAN
470 WEST AVENUE
SUITE 2011
STAMFORD
CT
United States
Tel:
203-283-1800
R********@*****************M
(Full email address available in API data)
Regulatory Contact
LING LIU
CHIEF OPERATING OFFICER
470 WEST AVENUE
SUITE 2011
STAMFORD
CT
United States
Tel:
203-328-1800
L***@*****************M
(Full email address available in API data)
Industry Affiliates
| CATHAY CAPITAL III MASTER GP, LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CATHAY CAPITAL IV MASTER GP, LTD | Sponsor, GP, manager of pooled investment vehicles |
| PALOMA PARTNERS ADVISORS LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PALOMA PARTNERS MANAGEMENT COMPANY | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CATHAY CAPITAL HOLDINGS III, L.P. | Private Equity Fund | $203.1M | $5.0M | 70 |
| CATHAY OPPORTUNITY FUND, L.P. | Private Equity Fund | $37.0M | $5.0M | 38 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SUSSMAN, SELWYN, DONALD | Individual | S. DONALD SUSSMAN 2013 REVOCABLE TRUST | TRUSTEE AND BENEFICIARY | 09/2103 | > 75% |
| WOLANSKY, PAUL, STEVEN | Individual | – | CHAIRMAN, PRESIDENT AND SHAREHOLDER | 05/2013 | 50-75% |
| TRUST CATHAY MANAGEMENT, LLC | Domestic Entity | – | SHAREHOLDER | 11/2020 | 50-75% |
| S. DONALD SUSSMAN 2013 REVOCABLE TRUST | Domestic Entity | TRUST CATHAY MANAGEMENT, LLC | SOLE MEMBER | 11/2020 | > 75% |
| STILLMAN, ROBERT, JAMES | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2018 | < 5% |
| ENG, ANITA, HO | Individual | – | CONTROLLER | 01/2011 | < 5% |