BOX FINANCIAL ADVISORS, LLC
Adviser information for BOX FINANCIAL ADVISORS, LLC last updated from Form ADV on March 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 587 | $95.3M |
| Non-Discretionary | 8 | $1.2M |
| Total | 595 | $96.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 131 | $29.3M |
| HNW Individuals | 84 | $56.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $10.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsEducational seminars/workshops |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-127749 |
|---|---|
| SEC ERA File Number | 801-127749 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 155623 |
| Legal Entity Identifier | None |
Principal Office
1600 W NORTHWEST HWYSUITE 300
GRAPEVINE
TX
United States
BY APPOINTMENT ONLY, BY APPOINTMENT ONLY
Tel: (817) 865-1811, Fax: (817) 424-1404
Chief Compliance Officer
CLINTON S. SNEAD
PRESIDENT & CHIEF COMPLIANCE OFFICER
1600 W NORTHWEST HWY
SUITE 300
GRAPEVINE
TX
United States
Tel:
817-865-1811
Fax:
(817) 424-1404
C**********@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOX INSURANCE AGENCY, INC. | Domestic Entity | – | SILENT OWNER | 10/2010 | > 75% |
| DUSTIN, PARKER, POWERS | Individual | BOX INSURANCE AGENCY, INC. | CEO | 02/2007 | > 75% |
| SNEAD, CLINTON, CHAD | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 10/2014 | 10-25% |