PIGGY BANK

Adviser information for PIGGY BANK last updated from Form ADV on March 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End MARCH
Legal Location Delaware, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 0 $0
Non-Discretionary 0 $0
Total 0 $0

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services Financial planningAI IN WEALTH MANAGEMENT
Compensation N/A
Other Business Activities N/A

Identifiers

SEC RIA File Number 801-127750
SEC ERA File Number 801-127750
SEC CIK Numbers None
SEC CRD Numbers 326281
Legal Entity Identifier None

Principal Office

16192 COASTAL HWY
LEWES
DE
United States
Monday - Friday, 8 - 4
Tel: (302) 645-7400, Fax: None

Chief Compliance Officer

ANURAAG HOODA
320 E. 81ST ST.
APT 4
NEW YORK
NY
United States
Tel: 561-306-6474
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
Hooda, Anuraag, Paul Individual CCO 03/2023 50-75%

No. Employees, Historic

1050202320246 on 3/28/2023

RAUM, Historic

000202320240 on 3/28/2023