VEACH FAMILY FINANCIAL
INDEPENDENT FINANCIAL ADVISORS, INC. Legal Name
Adviser information for VEACH FAMILY FINANCIAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arkansas, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 179 | $108.6M |
| Non-Discretionary | 1 | $3.8M |
| Total | 180 | $112.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 147 | $45.2M |
| HNW Individuals | 28 | $60.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $6.4M |
| Charitable organizations | <5 | $29,698 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-127773 |
|---|---|
| SEC ERA File Number | 801-127773 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 115798 |
| Legal Entity Identifier | None |
Principal Office
8412 COUNTS MASSIE ROADNORTH LITTLE ROCK
AR
United States
Monday - Friday, 9 AM TO 3 PM
Tel: 501-753-0313, Fax: 501-753-0713
Chief Compliance Officer
CLIFFORD RAY VEACH JR.
PRESIDENT
8412 COUNTS MASSIE RD
NORTH LITTLE ROCK
AR
United States
Tel:
501-753-0313
Fax:
501-753-0713
V****@************M
(Full email address available in API data)
Industry Affiliates
| INDEPENDENT TAX SERVICES, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| VEACH, CLIFFORD, RAY | Individual | – | PRESIDENT, CHIEF COMPLIANCE OFFICER | 01/1994 | 50-75% |
| Veach, Andrew, Reid | Individual | – | VICE PRESIDENT | 01/2023 | 10-25% |
| VEACH, ERYN | Individual | – | SECRETARY/TREASURER | 01/2023 | 10-25% |