FREC
FREC ADVISERS LLC Legal Name
Adviser information for FREC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 1 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 93 | $8.4M |
| Non-Discretionary | 0 | $0 |
| Total | 93 | $8.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 89 | $6.9M |
| HNW Individuals | <5 | $1.4M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | <5 | $0 |
| Other investment advisers | <5 | $0 |
| Insurance companies | <5 | $0 |
| Sovereign wealth funds and foreign official institutions | <5 | $0 |
| Corporations or other businesses | <5 | $102,231 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 93 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127783 |
|---|---|
| SEC ERA File Number | 801-127783 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 325982 |
| Legal Entity Identifier | None |
Principal Office
171 2ND STREET, 3RD FLOORSAN FRANCISCO
CA
United States
Monday - Friday, 6:30 AM - 4:00 PM PT
Tel: 855-900-3732, Fax: 415-358-4452
Chief Compliance Officer
ASHLEY RODABAUGH
PRESIDENT
171 2ND ST., 3RD FLOOR
SAN FRANCISCO
CA
United States
Tel:
419-233-6178
Fax:
415-358-4452
C*********@*******M
(Full email address available in API data)
Regulatory Contact
DIMITRI RODRIGO
HEAD OF BROKERAGE OPERATIONS
171 2ND STREET
3RD FLOOR
SAN FRANCISCO
CA
United States
Tel:
855-900-3732
B***********@*******M
(Full email address available in API data)
Industry Affiliates
| FREC SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Rodabaugh, Ashley, Elizabeth | Individual | – | PRESIDENT & CCO | 03/2023 | < 5% |
| FREC MARKETS, INC. | Domestic Entity | – | SOLE MEMBER | 03/2023 | > 75% |
| Al Adham, Mohammad | Individual | FREC MARKETS, INC. | SHAREHOLDER(COMMON STOCK) | 08/2021 | > 75% |
| GREYLOCK 16 GP LLC | Domestic Entity | GREYLOCK 16 LIMITEDPARTNERSHIP | GENERAL PARTNER | 05/2022 | |
| GREYLOCK 16 GP LLC | Domestic Entity | GREYLOCK 16 LIMITEDPARTNERSHIP | GENERAL PARTNER | 05/2022 | |
| GREYLOCK 16 LIMITEDPARTNERSHIP | Domestic Entity | FREC MARKETS, INC. | SHAREHOLDER (SERIES A-2 PREFERRED) | 05/2022 | 25-50% |
| GREYLOCK 16 LIMITEDPARTNERSHIP | Domestic Entity | FREC MARKETS, INC. | SHAREHOLDER (SERIES A-1 PREFERRED) | 05/2022 | > 75% |