Hedge Fund Database

SECOND LINE CAPITAL, LLC

Adviser information for SECOND LINE CAPITAL, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 17
Investment Advisory/Research 14
Registered Broker-Dealer Representatives 14
Registered State Investment Advisers 14
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,911 $402.1M
Non-Discretionary 0 $0
Total 1,911 $402.1M

Clients

Type Number RAUM
Individuals 812 $180.8M
HNW Individuals 243 $218.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $298,606
Charitable organizations <5 $114,254
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 8 $2.7M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 26-50

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees
Other Business Activities Insurance broker or agent

Wrap Fee Program

Offers Wrap Fee Program Yes
Acting As RAUM
Sponsor 0
Portfolio Manager 0
Both for Same 402.1M
Portfolio Manager to Program Sponsor
SECOND LINE CAPITAL WRAP PROGRAM SECOND LINE CAPITAL, LLC

Identifiers

SEC RIA File Number 801-127790
SEC ERA File Number 801-127790
SEC CIK Numbers 1992879
SEC CRD Numbers 324386
Legal Entity Identifier None

Principal Office

2800 VETERANS MEMORIAL BLVD.
SUITE 220
METAIRIE
LA
United States
BY APPOINTMENT ONLY, 9AM-5PM
Tel: 504-321-0923, Fax: 504-321-0941

Websites

www.facebook.com/secondlinecapital www.mussora.com www.facebook.com/faubourgprivatewealth www.fpwa.com www.linkedin.com/company/secondlinecapital www.secondlinecapital.com www.linkedin.com/company/faubourgwealth

Chief Compliance Officer

PETER DAVID SOLIMAN
CHAIRMAN, PRESIDENT
2800 VETERANS MEMORIAL BLVD.
STE 220
METAIRIE
LA
United States
Tel: 504-321-0923
Fax: 504-321-0941
(Full email address available in API data)

Industry Affiliates

SECOND LINE HOLDINGS, LLC Insurance company or agency

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
FAUBOURG PRIVATE WEALTH LLC Domestic Entity – OWNER 04/2023 > 75%
SOLIMAN, P, DAVID Individual – CHIEF COMPLIANCE OFFICER, PRESIDENT, CHAIRMAN AND MEMBER 04/2023 10-25%
Bordelon, John Individual – CEO, MEMBER 04/2023 10-25%
Bordelon, John Individual FAUBOURG PRIVATE WEALTH LLC MEMBER 02/2023 25-50%
SOLIMAN, P, DAVID Individual FAUBOURG PRIVATE WEALTH LLC MEMBER 03/2015 25-50%

No. Employees, Historic

201002023202420251 on 3/29/202317 on 4/7/202317 on 5/17/202317 on 9/8/202317 on 11/28/202317 on 3/29/2024

RAUM, Historic

500M250M02023202420250 on 3/29/20230 on 4/7/20230 on 5/17/2023279922103 on 9/8/2023279922103 on 11/28/2023402132214 on 3/29/2024

No. Clients, Historic

2,0001,00002023202420250 on 3/29/20230 on 4/7/20230 on 5/17/2023811 on 9/8/2023811 on 11/28/20231069 on 3/29/2024

Holdings

From latest 13F, filed August 16th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
SPDR S&P 500 ETF TR TR UNIT 17M 31K –
ETF SER SOLUTIONS APTUS COLLRD INV 40M 1M –
ETF SER SOLUTIONS APTUS INT ENH YL 22M 1M –
ETF SER SOLUTIONS APTUS LARGE CAP 9M 291K –
ETF SER SOLUTIONS OPUS SML CP VL 16M 469K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 18M 505K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 10M 60K –
ETF SER SOLUTIONS APTUS DEFINED 30M 1M –
ETF SER SOLUTIONS APTUS DRAWDOWN 17M 378K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 8M 204K –
ETF SER SOLUTIONS APTUS ENHANCED 16M 694K –
BNY MELLON ETF TRUST CORE BOND ETF 4M 87K –
ADOBE INC COM 3M 5K –
BROADCOM INC COM 4M 2K –
UNITEDHEALTH GROUP INC COM 2M 5K –
ALPHABET INC CAP STK CL A 3M 19K –
PROGRESSIVE CORP COM 3M 13K –
JPMORGAN CHASE & CO. COM 4M 21K –
DIAMONDBACK ENERGY INC COM 3M 13K –
BROADRIDGE FINL SOLUTIONS IN COM 2M 12K –
AMERICAN TOWER CORP NEW COM 2M 12K –
WALMART INC COM 3M 44K –
COPART INC COM 3M 47K –
MICROSOFT CORP COM 6M 14K –
VISA INC COM CL A 2M 9K –
ROPER TECHNOLOGIES INC COM 2M 4K –
CHEMED CORP NEW COM 2M 4K –
BROOKFIELD REAL ASSETS INCOM SHS BEN INT 222K 17K –
ABRDN GLOBAL DYNAMIC DIVIDEN COM 171K 18K –
HANCOCK JOHN PREM DIVID FD COM SH BEN INT 546K 46K –
TESLA INC COM 2M 8K –
NVIDIA CORPORATION COM 2M 20K –
AMAZON COM INC COM 2M 9K –
FS KKR CAP CORP COM 454K 22K –
FORD MTR CO DEL COM 159K 13K –
PHILLIPS 66 COM 436K 3K –
ENERGY TRANSFER L P COM UT LTD PTN 355K 22K –
BP PLC SPONSORED ADR 446K 12K –
COMCAST CORP NEW CL A 215K 6K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 221K 2K –
APPLE INC COM 5M 24K –
MARATHON DIGITAL HOLDINGS IN COM 4M 205K –
META PLATFORMS INC CL A 4M 8K –
APPLOVIN CORP COM CL A 3M 33K –
GIGACLOUD TECHNOLOGY INC CLASS A ORD 3M 87K –
SKECHERS U S A INC CL A 2M 32K –
ON SEMICONDUCTOR CORP COM 2M 32K –
OCULAR THERAPEUTIX INC COM 2M 263K –
BEYOND INC COM 2M 121K –
SOFI TECHNOLOGIES INC COM 2M 244K –
VIKING THERAPEUTICS INC COM 2M 28K –
ARES CAPITAL CORP COM 1M 54K –
MGM RESORTS INTERNATIONAL COM 932K 21K –
FUBOTV INC COM 665K 536K –
INVESCO QQQ TR UNIT SER 1 908K 2K –
NEXTERA ENERGY INC COM 209K 3K –
CROWDSTRIKE HLDGS INC CL A 290K 757 –
INTUITIVE SURGICAL INC COM NEW 246K 554 –
EXXON MOBIL CORP COM 5M 44K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 845K 2K –
PROCTER AND GAMBLE CO COM 460K 3K –
LOWES COS INC COM 1M 5K –
LINDE PLC SHS 258K 589 –
JOHNSON & JOHNSON COM 624K 4K –
POOL CORP COM 250K 814 –
MASTEC INC COM 2M 21K –
COCA COLA CO COM 501K 8K –
ALTRIA GROUP INC COM 240K 5K –
ADVANCED MICRO DEVICES INC COM 239K 1K –
AMARIN CORP PLC SPONS ADR NEW 8K 12K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 522K 4K –
SPDR SER TR S&P DIVID ETF 293K 2K –
SPDR SER TR S&P 600 SMCP GRW 360K 4K –
SPDR SER TR SSGA US LRG ETF 429K 3K –
SELECT SECTOR SPDR TR SBI INT-UTILS 314K 5K –
SELECT SECTOR SPDR TR RL EST SEL SEC 200K 5K –
SPDR GOLD TR GOLD SHS 461K 2K –
SPDR SER TR PORTFOLIO S&P400 973K 19K –
SPDR SER TR AEROSPACE DEF 212K 2K –
SPDR SER TR BLOOMBERG 1-3 MO 340K 4K –
SPDR SER TR PORTFOLIO S&P600 483K 12K –
SPDR SER TR PORTFOLIO AGRGTE 200K 8K –
VANGUARD INDEX FDS GROWTH ETF 408K 1K –
MERCK & CO INC COM 577K 5K –
CHEVRON CORP NEW COM 3M 17K –
HOME DEPOT INC COM 2M 5K –
ISHARES TR INTL DIV GRWTH 270K 4K –
AT&T INC COM 614K 32K –
KINDER MORGAN INC DEL COM 204K 10K –
SOUTHERN CO COM 867K 11K –
CONOCOPHILLIPS COM 555K 5K –
NUVEEN QUALITY MUNCP INCOME COM 138K 12K –
SELECT SECTOR SPDR TR TECHNOLOGY 330K 1K –
SELECT SECTOR SPDR TR FINANCIAL 261K 6K –
NUVEEN PFD & INCOME OPPORTUN COM 127K 17K –
VERIZON COMMUNICATIONS INC COM 405K 10K –
LMP CAP & INCOME FD INC COM 1M 74K –
MCDONALDS CORP COM 221K 869 –
INTERNATIONAL BUSINESS MACHS COM 243K 1K –
ALLIANCEBERNSTEIN HLDG L P UNIT LTD PARTN 252K 7K –
GLOBALSTAR INC COM 26K 23K –
ABRDN HEALTHCARE OPPORTUNITI SHS 225K 11K –
ORACLE CORP COM 531K 4K –
HONEYWELL INTL INC COM 239K 1K –
COLGATE PALMOLIVE CO COM 325K 3K –
WASTE MGMT INC DEL COM 225K 1K –
ANTERO RESOURCES CORP COM 339K 10K –
ANTERO MIDSTREAM CORP COM 227K 15K –
VANGUARD WORLD FD INF TECH ETF 335K 580 –
POLARIS INC COM 247K 3K –
PUBLIC STORAGE OPER CO COM 323K 1K –
ROCKWELL AUTOMATION INC COM 265K 963 –
VANGUARD INDEX FDS S&P 500 ETF SHS 2M 4K –
AUTOZONE INC COM 445K 150 –
ISHARES TR CORE MSCI INTL 258K 4K –