R & R FINANCIAL PLANNERS, INC.
Adviser information for R & R FINANCIAL PLANNERS, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 214 | $38.9M |
| Non-Discretionary | 0 | $0 |
| Total | 214 | $38.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 149 | $13.2M |
| HNW Individuals | 65 | $25.7M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesINSURANCE AGENCY |
|---|---|
| Compensation | % of AUM |
| Other Business Activities | Broker-dealerRegistered representative of a broker-dealerInsurance broker or agent |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| SEI | SEI |
Identifiers
| SEC RIA File Number | 801-127801 |
|---|---|
| SEC ERA File Number | 801-127801 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 113291 |
| Legal Entity Identifier | 11-2645945 |
Principal Office
1802 HEMPSTEAD TURNPIKEEAST MEADOW
NY
United States
Monday - Friday, 8:30AM - 5:30PM
Tel: 516-222-8850, Fax: 516-222-9092
Websites
Chief Compliance Officer
NANCY PRAINO
HEMPSTEAD TURNPIKE
1802
EAST MEADOW
NY
United States
Tel:
516-222-8850
N******@****************M
(Full email address available in API data)
Regulatory Contact
WILLIAM V. ROMEO
CEO
1802 HEMPSTEAD TPKE.
EAST MEADOW
NY
United States
Tel:
516-222-8850
Fax:
516-222-9092
B***@*************************M
(Full email address available in API data)
Industry Affiliates
| RNR SECURITIES, L.L.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROMEO, WILLIAM, VITO | Individual | – | CHIEF EXECUTIVE OFFICER | 04/1983 | > 75% |
| PRAINO, NANCY, ANN | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |