ALPACA
ALPACA VC INVESTMENT MANAGEMENT LLC Legal Name
Adviser information for ALPACA last updated from Form ADV on September 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 12 | $179.6M |
| Non-Discretionary | 3 | $858,580 |
| Total | 15 | $180.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 15 | $180.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127816 |
|---|---|
| SEC ERA File Number | 801-127816 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 317262 |
| Legal Entity Identifier | None |
Principal Office
500 5TH AVENUEFL 46
NEW YORK
NY
United States
Monday - Friday, 9AM - 6PM
Tel: 860-501-0289, Fax: None
Chief Compliance Officer
RAYMOND UPDYKE
VP, OPERATIONS AND FINANCE
500 5TH AVENUE
FL 46
NEW YORK
NY
United States
Tel:
860-501-0289
R**@********C
(Full email address available in API data)
Industry Affiliates
| ALPACA BUILT WORLD FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ALPACA DIRECT INVEST MANAGER LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ALPACA VC FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORIGIN VENTURES FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORIGIN VENTURES II LLC | Sponsor, GP, manager of pooled investment vehicles |
| CORIGIN VENTURES INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALPACA BUILT WORLD FUND I LP | Venture Capital Fund | $37.6M | $0.1M | 24 |
| ALPACA KRAKEN I, A SERIES OF ALPACA VC MASTER DIRECT INVEST LLC | Private Equity Fund | $4.6M | $0.1M | 10 |
| ALPACA PAIR SPV LLC | Venture Capital Fund | $1.5M | $0.1M | 5 |
| ALPACA VC FUND III LP | Venture Capital Fund | $69.8M | $0.1M | 62 |
| ALPACA VC SPV #1 LLC | Venture Capital Fund | $0.3M | $0.1M | 5 |
| ALPACA VC SPV #2 LLC | Venture Capital Fund | $0.9M | $0.1M | 3 |
| ALPACA VC SPV #3 LLC | Venture Capital Fund | $3.6M | $0.1M | 5 |
| ALPACA VC SPV #4 LLC | Private Equity Fund | $1.3M | $0.1M | 5 |
| ALPACA VC SPV #5 LLC | Venture Capital Fund | $1.0M | $0.1M | 6 |
| CORIGIN MINIBAR SPV II LLC | Venture Capital Fund | $0.0M | $0.1M | 2 |
| CORIGIN VENTURES FUND II LP | Venture Capital Fund | $58.6M | $0.1M | 57 |
| IMPERFECT SPV, A SERIES OF ALPACA VC MASTER DIRECT INVEST LLC | Venture Capital Fund | $0.5M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Freedman, Ryan | Individual | – | MEMBER | 05/2021 | 25-50% |
| GOLDBERG, DAVID, R | Individual | – | MEMBER | 05/2021 | 25-50% |
| CORIGIN VC ASSET GROUP LLC | Domestic Entity | – | MEMBER | 05/2021 | 10-25% |
| UPDYKE, RAYMOND, ANDREW | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| THE RDF FAMILY TRUST | Domestic Entity | CORIGIN VC ASSET GROUP LLC | BENEFICIAL OWNER | 05/2021 | > 75% |
| Freedman, Ryan | Individual | THE RDF FAMILY TRUST | TRUSTEE | 05/2021 |