ENDICOTT CAPITAL
ENDICOTT CAPITAL MANAGEMENT, L.L.C. Legal Name
Adviser information for ENDICOTT CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 10 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 3 | $420.6M |
| Non-Discretionary | 0 | $0 |
| Total | 3 | $420.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $420.6M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-127822 |
|---|---|
| SEC ERA File Number | 801-127822 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308447 |
| Legal Entity Identifier | 2549004MTA6I1NAVWC62 |
Principal Office
540 MADISON AVENUESUITE 20A
NEW YORK
NY
United States
Monday - Friday, 9:00AM - 5:00PM EST
Tel: 212-450-8070, Fax: None
Chief Compliance Officer
BRADLEY E. MANEELY
CHIEF FINANCIAL OFFICER
540 MADISON AVENUE
SUITE 20A
NEW YORK
NY
United States
Tel:
212-450-8070
B***@*************M
(Full email address available in API data)
Industry Affiliates
| EC GP, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| EC II GP, L.L.C. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| EGEP CO-INVEST II, L.P. | Private Equity Fund | $54.9M | $0.1M | 93 |
| ENDICOTT CAPITAL II, L.P. | Private Equity Fund | $86.6M | $0.1M | 170 |
| ENDICOTT CAPITAL, L.P. | Private Equity Fund | $107.5M | $0.1M | 98 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Chinn, Michael, Austin | Individual | – | MANAGING MEMBER | 01/2021 | 25-50% |
| GOLDSTEIN, WAYNE, KENNETH | Individual | – | MANAGING MEMBER | 07/2019 | 25-50% |
| MANEELY, BRADLEY, EARL | Individual | – | MANAGING MEMBER/CCO | 01/2021 | 25-50% |
| PAPPAS, WILLIAM | Individual | – | MANAGING MEMBER | 07/2019 | 25-50% |