WINTHROP CAPITAL ADVISORS, LLC
Adviser information for WINTHROP CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 30 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $199.4M |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $199.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $199.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-127832 |
|---|---|
| SEC ERA File Number | 801-127832 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 289487 |
| Legal Entity Identifier | None |
Principal Office
2 LIBERTY SQUARE9TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9 AM TO 5 PM
Tel: 617-570-4600, Fax: 6179822572
Chief Compliance Officer
JOHN GARILLI
PRESIDENT AND CHIEF COMPLIANCE OFFICER
2 LIBERTY SQUARE
9TH FLOOR
BOSTON
MA
United States
Tel:
617-570-4600
Fax:
6179822572
J*******@******************M
(Full email address available in API data)
Regulatory Contact
ERIC MONTAGUE
CHIEF FINANCIAL OFFICER
2 LIBERTY SQUARE
9TH FLOOR
BOSTON
MA
United States
Tel:
617-570-4600
Fax:
6179822572
E********@******************M
(Full email address available in API data)
Industry Affiliates
| W3 REAL ESTATE DEBT FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WINTHROP STRATEGIC REAL ESTATE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WSREF 4000CT LENDER GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| WSREF DAYTONS BUILDING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 625 MADISON S2LP LENDER LLC | Real Estate Fund | $48.1M | $0.0M | 4 |
| WINTHROP STRATEGIC REAL ESTATE FUND LP | Private Equity Fund | $32.4M | $0.0M | 31 |
| WSREF 4000CT LENDER LP | Real Estate Fund | $134.6M | $0.0M | 20 |
| WSREF DAYTONS BUILDING LENDER LP | Real Estate Fund | $21.5M | $0.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WEM-WCP LLC | Domestic Entity | – | MEMBER | 02/2017 | > 75% |
| ASHNER, MICHAEL, LEE | Individual | – | CHIEF EXECUTIVE OFFICER | 02/2017 | < 5% |
| Garilli, John | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 02/2017 | < 5% |
| Montague, Eric | Individual | – | CHIEF FINANCIAL OFFICER | 06/2017 | < 5% |
| ASHNER, MICHAEL, LEE | Individual | WEM-WCP LLC | MEMBER AND MANAGING MEMBER | 02/2017 | > 75% |