PMD ADVISORY
PEOPLE MAKE THE DIFFERENCE, INC. Legal Name
Adviser information for PMD ADVISORY last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Alabama, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 209 | $126.4M |
| Non-Discretionary | 4 | $13.0M |
| Total | 213 | $139.3M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 60 | $17.4M |
| HNW Individuals | 14 | $27.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 16,591 | $94.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 10 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPORTION OF THIRD PARTY MANAGER FEES |
| Other Business Activities | Broker-dealerInsurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127839 |
|---|---|
| SEC ERA File Number | 801-127839 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159443 |
| Legal Entity Identifier | None |
Principal Office
2032 SHADY CREST DRIVEVESTAVIA HILLS
AL
United States
Monday - Friday, 8:00 A.M. - 4:00 P.M.
Tel: 205-986-0060, Fax: 205-986-0066
Websites
Chief Compliance Officer
MELANIE S. DICKINSON
CHIEF COMPLIANCE OFFICER
2032 SHADY CREST DRIVE
VESTAVIA HILLS
AL
United States
Tel:
205-986-0060
Fax:
205-986-0066
M*********@**************M
(Full email address available in API data)
Regulatory Contact
JAMES I MCCORMICK
ADVISOR
2032 SHADY CREST DRIVE
VESTAVIA
AL
United States
Tel:
205-986-0060
Fax:
205-986-0066
J*********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DICKINSON, MELANIE, SHIRLEY | Individual | – | CHIEF COMPLIANCE OFFICER, PRESIDENT | 04/2014 | > 75% |