CALLODINE CREDIT MANAGEMENT
CALLODINE CREDIT MANAGEMENT, LLC Legal Name
Adviser information for CALLODINE CREDIT MANAGEMENT last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 2 | $442.9M |
| Non-Discretionary | 0 | $0 |
| Total | 2 | $442.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $442.9M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPERFORMANCE FEES PAID TO AFFIIATED GENERAL PARTNER |
Identifiers
| SEC RIA File Number | 801-127866 |
|---|---|
| SEC ERA File Number | 801-127866 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313165 |
| Legal Entity Identifier | None |
Principal Office
545 BOYLSTON STREET10TH FLOOR
BOSTON
MA
United States
Monday - Friday, 9:00 TO 5:00
Tel: 617-880-7494, Fax: None
Chief Compliance Officer
KRISTEN CAMMARATA
TWO INTERNATIONAL PLACE
SUITE 1830
BOSTON
MA
United States
Tel:
617-880-7494
K*********@************M
(Full email address available in API data)
Regulatory Contact
STEPHEN RAINVILLE
COO/CFO
545 BOYLSTON STREET
10TH FLOOR
BOSTON
MA
United States
Tel:
617-588-3312
S*********@*******************M
(Full email address available in API data)
Industry Affiliates
| CALLODINE CAPITAL MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| CALLODINE CAPITAL PARTNERS LP | Sponsor, GP, manager of pooled investment vehicles |
| CALLODINE COMMERCIAL PARTNERS | Sponsor, GP, manager of pooled investment vehicles |
| CALLODINE STRATEGIC CREDIT FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| EXETER TRUST COMPANY | Trust company |
| MANNING & NAPIER ADVISORS, LLC | Other investment adviser, including financial planners |
| MANNING & NAPIER INVESTOR SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| RAINIER INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| RAND CAPITAL MANAGEMENT | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| THOROFARE CAPITAL, INC . | Real estate broker or dealer |
| THOROFARE LENDING FUND IV MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THOROFARE LENDING FUND V MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| THOROFARE, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CALLODINE ASSET BASED LOAN FUND II, LP | Private Equity Fund | $322.4M | $5.0M | 21 |
| CALLODINE PERPETUAL ABL FUND, LP | Private Equity Fund | $120.6M | $1.0M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MARTIN, EUGENE, FRANCIS | Individual | – | CEO | 05/2021 | < 5% |
| CALLODINE CREDIT, LLC | Domestic Entity | – | OWNER | 05/2021 | > 75% |
| Morrow, James, Stuart | Individual | CALLODINE GROUP, LLC | CO-OWNER | 10/2020 | > 75% |
| CALLODINE GROUP, LLC | Domestic Entity | CALLODINE CREDIT, LLC | OWNER | 05/2021 | > 75% |
| Rainville, Stephen, G | Individual | – | CFO/COO | 07/2022 | < 5% |
| CAMMARATA, KRISTEN, MARIE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |