ROCKLINE WEALTH MANAGEMENT LLC
Adviser information for ROCKLINE WEALTH MANAGEMENT LLC last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 974 | $389.5M |
| Non-Discretionary | 33 | $88.0M |
| Total | 1,007 | $477.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 283 | $51.7M |
| HNW Individuals | 285 | $318.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 40 | $91.0M |
| Charitable organizations | <5 | $2.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 12 | $14.0M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
255 EXECUTIVE DRIVESUITE 409
PLAINVIEW
NY
United States
Monday - Friday, 8 AM - 5 PM
Tel: 516-605-1624, Fax: None
Chief Compliance Officer
GABRIEL GALLANTE
MANAGING MEMBER
255 EXECUTIVE DRIVE
SUITE 409
PLAINVIEW
NY
United States
Tel:
516-605-1624
G***************@*****************M
(Full email address available in API data)
Regulatory Contact
DANIEL SCHWARTZ
BRANCH OFFICE MANAGER
255 EXECUTIVE DRIVE
SUITE 409
PLAINVIEW
NY
United States
Tel:
6317414303
D**************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GALLANTE, GABRIEL, MICHAEL | Individual | – | OWNER, CHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER | 03/2023 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 1st, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| ABBOTT LABS | COM | 265K | 3K | – |
| ABBVIE INC | COM | 5M | 30K | – |
| ADOBE INC | COM | 1M | 3K | – |
| ADVANCED MICRO DEVICES INC | COM | 308K | 2K | – |
| AFLAC INC | COM | 233K | 3K | – |
| AIR PRODS & CHEMS INC | COM | 229K | 887 | – |
| ALPHABET INC | CAP STK CL A | 1M | 6K | – |
| ALPHABET INC | CAP STK CL C | 8M | 43K | – |
| AMAZON COM INC | COM | 8M | 39K | – |
| AMERICA MOVIL SAB DE CV | SPON ADS RP CL B | 213K | 13K | – |
| AMERICAN ELEC PWR CO INC | COM | 2M | 26K | – |
| AMGEN INC | COM | 383K | 1K | – |
| ANALOG DEVICES INC | COM | 376K | 2K | – |
| APPLE INC | COM | 31M | 146K | – |
| AT&T INC | COM | 219K | 11K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 3M | 12K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 473K | 1K | – |
| BLACKROCK INC | COM | 660K | 838 | – |
| BLACKSTONE INC | COM | 5M | 38K | – |
| BROADCOM INC | COM | 4M | 2K | – |
| CATERPILLAR INC | COM | 375K | 1K | – |
| CAVA GROUP INC | COM | 478K | 5K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 3M | 46K | – |
| CISCO SYS INC | COM | 242K | 5K | – |
| COINBASE GLOBAL INC | COM CL A | 257K | 1K | – |
| COMCAST CORP NEW | CL A | 350K | 9K | – |
| CONSOLIDATED EDISON INC | COM | 715K | 8K | – |
| COSTCO WHSL CORP NEW | COM | 7M | 9K | – |
| DANAHER CORPORATION | COM | 1M | 6K | – |
| DISNEY WALT CO | COM | 269K | 3K | – |
| DOVER CORP | COM | 3M | 19K | – |
| EDWARDS LIFESCIENCES CORP | COM | 256K | 3K | – |
| ELI LILLY & CO | COM | 2M | 3K | – |
| EMERSON ELEC CO | COM | 313K | 3K | – |
| EXXON MOBIL CORP | COM | 3M | 24K | – |
| FIRST TR EXCHANGE-TRADED FD | DJ INTERNT IDX | 633K | 3K | – |
| GENERAL DYNAMICS CORP | COM | 4M | 15K | – |
| GENUINE PARTS CO | COM | 3M | 24K | – |
| HOME DEPOT INC | COM | 10M | 29K | – |
| HONEYWELL INTL INC | COM | 327K | 2K | – |
| ILLINOIS TOOL WKS INC | COM | 4M | 16K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 239K | 1K | – |
| INTUIT | COM | 561K | 854 | – |
| JOHNSON & JOHNSON | COM | 4M | 28K | – |
| JPMORGAN CHASE & CO. | COM | 6M | 31K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 15K | – |
| LAM RESEARCH CORP | COM | 4M | 4K | – |
| LINDE PLC | SHS | 426K | 971 | – |
| LOWES COS INC | COM | 3M | 14K | – |
| LULULEMON ATHLETICA INC | COM | 990K | 3K | – |
| MASTERCARD INCORPORATED | CL A | 3M | 7K | – |
| MCDONALDS CORP | COM | 4M | 16K | – |
| MERCK & CO INC | COM | 6M | 52K | – |
| META PLATFORMS INC | CL A | 10M | 19K | – |
| MICROCHIP TECHNOLOGY INC. | COM | 5M | 51K | – |
| MICROSOFT CORP | COM | 23M | 51K | – |
| MONDELEZ INTL INC | CL A | 219K | 3K | – |
| MOODYS CORP | COM | 1M | 3K | – |
| MUELLER INDS INC | COM | 246K | 4K | – |
| NETFLIX INC | COM | 2M | 3K | – |
| NEXTERA ENERGY INC | COM | 4M | 54K | – |
| NUCOR CORP | COM | 4M | 22K | – |
| NVIDIA CORPORATION | COM | 51M | 413K | – |
| OKTA INC | CL A | 622K | 7K | – |
| ORACLE CORP | COM | 3M | 19K | – |
| PALANTIR TECHNOLOGIES INC | CL A | 2M | 60K | – |
| PALO ALTO NETWORKS INC | COM | 2M | 5K | – |
| PAYCHEX INC | COM | 229K | 2K | – |
| PEPSICO INC | COM | 3M | 18K | – |
| PHILIP MORRIS INTL INC | COM | 419K | 4K | – |
| PHILLIPS 66 | COM | 3M | 20K | – |
| PNC FINL SVCS GROUP INC | COM | 2M | 13K | – |
| PROCTER AND GAMBLE CO | COM | 5M | 28K | – |
| PUBLIC SVC ENTERPRISE GRP IN | COM | 2M | 22K | – |
| RTX CORPORATION | COM | 3M | 31K | – |
| S&P GLOBAL INC | COM | 4M | 8K | – |
| SALESFORCE INC | COM | 3M | 12K | – |
| SERVICENOW INC | COM | 976K | 1K | – |
| SHERWIN WILLIAMS CO | COM | 254K | 850 | – |
| SOUTHERN CO | COM | 2M | 29K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 1M | 2K | – |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 491K | 918 | – |
| SPDR SER TR | PRTFLO S&P500 GW | 289K | 4K | – |
| TARGET CORP | COM | 4M | 28K | – |
| TESLA INC | COM | 2M | 10K | – |
| TEXAS INSTRS INC | COM | 2M | 12K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 735K | 1K | – |
| UNITED PARCEL SERVICE INC | CL B | 3M | 19K | – |
| UNITEDHEALTH GROUP INC | COM | 6M | 12K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 283K | 758 | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 384K | 2K | – |
| VERIZON COMMUNICATIONS INC | COM | 2M | 52K | – |
| VISA INC | COM CL A | 6M | 22K | – |
| WALMART INC | COM | 3M | 43K | – |
| WASTE MGMT INC DEL | COM | 5M | 22K | – |
| ZOETIS INC | CL A | 871K | 5K | – |
| ZSCALER INC | COM | 345K | 2K | – |