FINANCIAL LIFE PLANNERS
FINANCIAL LIFE PLANNERS LLC Legal Name
Adviser information for FINANCIAL LIFE PLANNERS last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Arizona, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 664 | $133.0M |
| Non-Discretionary | 0 | $0 |
| Total | 664 | $133.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 277 | $71.0M |
| HNW Individuals | 31 | $62.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-127888 |
|---|---|
| SEC ERA File Number | 801-127888 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129415 |
| Legal Entity Identifier | None |
Principal Office
10429 S 51ST STREETSUITE 220
PHOENIX
AZ
United States
Monday - Friday, 8:30AM-5PM
Tel: 480-477-8530, Fax: 480-477-8529
Chief Compliance Officer
GINA GIACHETTI WIGHT
MEMBER
10429 S 51ST ST
STE 220
PHOENIX
AZ
United States
Tel:
480-477-8530
G***@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FICK, CYNTHIA, KAY | Individual | – | MANAGER | 11/2003 | 50-75% |
| WIGHT, GINA, GIACHETTI | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER | 03/2020 | 25-50% |